Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 1500: Merchant Banking Investments

Section No. Description
Section 1500.1 What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
Section 1500.2 What are the holding periods permitted for merchant banking investments?
Section 1500.3 How are investments in private equity funds treated under this part?
Section 1500.4 What aggregate thresholds apply to merchant banking investments?
Section 1500.5 What risk management, record keeping and reporting policies are required to make merchant banking investments?
Section 1500.6 How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
Section 1500.7 Definitions
Section 1500.8 How do you request the Secretary to determine that an activity is financial in nature or incidental to a financial activity?