Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 221: Credit By Banks And Persons Other Than Brokers Or Dealers For The Purpose Of Purchasing Or Carrying Margin Stock (Regulation U)

Section No. Description
Section 221.101 Authority, purpose, and scope
Section 221.1 Definitions
Section 221.2 General requirements
Section 221.3 Employee stock option, purchase, and ownership plans
Section 221.4 Special purpose loans to brokers and dealers
Section 221.5 Exempted transactions
Section 221.6 Supplement: Maximum loan value of margin stock and other collateral
Section 221.7 Determination and effect of purpose of loan
Section 221.101 Application to committed credit where funds are disbursed thereafter
Section 221.102 Loans to brokers or dealers
Section 221.103 Federal credit unions
Section 221.104 Arranging for extensions of credit to be made by a bank
Section 221.105 Reliance in ``good faith'' on statement of purpose of loan
Section 221.106 Arranging loan to purchase open-end investment company shares
Section 221.107 Effect of registration of stock subsequent to making of loan
Section 221.108 Loan to open-end investment company
Section 221.109 Questions arising under this part
Section 221.110 Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's
Section 221.111 Loans by bank in capacity as trustee
Section 221.112 Loan which is secured indirectly by stock
Section 221.113 Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan
Section 221.114 Accepting a purpose statement through the mail without benefit of face-to-face interview
Section 221.115 Bank loans to replenish working capital used to purchase mutual fund shares
Section 221.116 When bank in ``good faith'' has not relied on stock as collateral
Section 221.117 Bank arranging for extension of credit by corporation
Section 221.118 Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted
Section 221.119 Allocation of stock collateral to purpose and nonpurpose credits to same customer
Section 221.120 Extension of credit in certain stock option and stock purchase plans
Section 221.121 Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs
Section 221.122 Combined credit for exercising employee stock options and paying income taxes incurred as a result of such
Section 221.123 Purchase of debt securities to finance corporate takeovers
Section 221.124 Credit to brokers and dealers
Section 221.125 Coverage and definitions