Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 248: Proprietary Trading And Certain Interests In And Relationships With Covered Funds

Section No. Description
Section 248.1 Definitions
Section 248.2 Prohibition on proprietary trading
Section 248.3 Permitted underwriting and market making-related activities
Section 248.4 Permitted risk-mitigating hedging activities
Section 248.5 Other permitted proprietary trading activities
Section 248.6 Limitations on permitted proprietary trading activities
Section 248.7 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
Section 248.10 Permitted organizing and offering, underwriting, and market making with respect to a covered fund
Section 248.11 Permitted investment in a covered fund
Section 248.12 Other permitted covered fund activities and investments
Section 248.13 Limitations on relationships with a covered fund
Section 248.14 Other limitations on permitted covered fund activities
Section 248.15 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred
Section 248.16 Program for compliance; reporting
Section 248.20 Termination of activities or investments; penalties for violations
Section 248.21 Purpose and applicability