Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 344: Recordkeeping And Confirmation Requirements For Securities Transactions

Section No. Description
Section 344.1 Exceptions
Section 344.2 Definitions
Section 344.3 Recordkeeping
Section 344.4 Content and time of notification
Section 344.5 Notification by agreement; alternative forms and times of notification
Section 344.6 Settlement of securities transactions
Section 344.7 Securities trading policies and procedures
Section 344.8 Personal securities trading reporting by officers and employees of FDIC-supervised institutions
Section 344.9 Waivers
Section 344.10 Authority, purposes, and scope