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Section 550.10
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What are fiduciary powers? |
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Section 550.20
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What fiduciary capacities does this part cover? |
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Section 550.30
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When do I have investment discretion? |
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Section 550.40
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What is a fiduciary account? |
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Section 550.50
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What other definitions apply to this part? |
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Section 550.60
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Must I obtain OTS approval or file a notice before I exercise |
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Section 550.70
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How do I obtain OTS approval? |
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Section 550.80
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What information must I include in my application? |
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Section 550.90
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What factors may the OTS consider in its review of my |
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Section 550.100
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Who will act on my application? |
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Section 550.110
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What action will the OTS take on my application? |
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Section 550.120
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How do I file the notice under Sec |
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Section 550.125
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How may I conduct multi-state operations? |
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Section 550.130
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How do I determine which State's laws apply to my operations? |
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Section 550.135
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To what extent do State laws apply to my fiduciary operations? |
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Section 550.136
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Must I adopt and follow written policies and procedures in |
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Section 550.140
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Who is responsible for the exercise of fiduciary powers? |
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Section 550.150
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What personnel and facilities may I use to perform fiduciary |
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Section 550.160
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May my other departments or affiliates use fiduciary personnel |
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Section 550.170
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May I perform fiduciary services for, or purchase fiduciary |
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Section 550.180
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Must fiduciary officers and employees be bonded? |
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Section 550.190
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Must I review a prospective account before I accept it? |
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Section 550.200
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Must I conduct another review of an account after I accept it? |
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Section 550.210
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Are any other account reviews required? |
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Section 550.220
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Who must maintain custody or control of assets in a fiduciary account? |
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Section 550.230
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May I hold investments of a fiduciary account off-premises? |
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Section 550.240
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Must I keep fiduciary assets separate from other assets? |
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Section 550.250
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How may I invest funds of a fiduciary account? |
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Section 550.260
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What must I do with fiduciary funds awaiting investment or |
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Section 550.290
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Where may I deposit fiduciary funds awaiting investment or |
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Section 550.300
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What if the FDIC does not insure the deposits? |
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Section 550.310
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What is acceptable collateral for uninsured deposits? |
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Section 550.320
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Are there investments in which I may not invest funds of a |
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Section 550.330
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May I exercise rights to purchase additional stock or fractional |
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Section 550.340
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May I lend, sell, or transfer assets of a fiduciary account if I |
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Section 550.350
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May I make a loan to a fiduciary account that is secured by an |
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Section 550.360
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May I sell assets or lend money between fiduciary accounts? |
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Section 550.370
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May I earn compensation for acting in a fiduciary capacity? |
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Section 550.380
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May my officer or employee retain compensation for acting as a |
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Section 550.390
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May my fiduciary officer or employee accept a gift or bequest? |
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Section 550.400
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What records must I keep? |
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Section 550.410
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How long must I keep these records? |
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Section 550.420
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Must I keep fiduciary records separate and distinct from other |
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Section 550.430
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When do I have to audit my fiduciary activities? |
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Section 550.440
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What standards govern the conduct of the audit? |
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Section 550.450
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Who may conduct an audit? |
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Section 550.460
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Who directs the conduct of the audit? |
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Section 550.470
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How do I report the results of the audit? |
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Section 550.480
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When must I deposit securities with State authorities? |
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Section 550.490
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How much must I deposit if I administer fiduciary assets in more |
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Section 550.500
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What must I do if State authorities refuse my deposit? |
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Section 550.510
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What happens if I am placed in receivership or voluntary |
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Section 550.520
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How do I surrender fiduciary powers? |
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Section 550.530
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When will the OTS terminate my fiduciary powers? |
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Section 550.540
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May I recover my deposit from State authorities? |
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Section 550.550
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When may the OTS revoke my fiduciary powers? |
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Section 550.560
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What procedures govern the revocation? |
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Section 550.570
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When may I conduct fiduciary activities without obtaining OTS |
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Section 550.580
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What standards must I observe when acting in exempt fiduciary |
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Section 550.590
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How may funds be invested when I act in an exempt fiduciary |
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Section 550.600
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What disclosures must I make when acting in exempt fiduciary |
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Section 550.610
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May I receive compensation for acting in exempt fiduciary |
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Section 550.620
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What does this part do? |