Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 9: Fiduciary Activities Of National Banks

Section No. Description
Section 9.100 Providing investment advice for a fee
Section 9.101 Authority, purpose, and scope
Section 9.1 Definitions
Section 9.2 Approval requirements
Section 9.3 Administration of fiduciary powers
Section 9.4 Policies and procedures
Section 9.5 Review of fiduciary accounts
Section 9.6 Multi-state fiduciary operations
Section 9.7 Recordkeeping
Section 9.8 Audit of fiduciary activities
Section 9.9 Fiduciary funds awaiting investment or distribution
Section 9.10 Investment of fiduciary funds
Section 9.11 Self-dealing and conflicts of interest
Section 9.12 Custody of fiduciary assets
Section 9.13 Deposit of securities with state authorities
Section 9.14 Fiduciary compensation
Section 9.15 Receivership or voluntary liquidation of bank
Section 9.16 Surrender or revocation of fiduciary powers
Section 9.17 Collective investment funds
Section 9.18 Transfer agents
Section 9.20 Acting as indenture trustee and creditor
Section 9.100 Providing investment advice for a fee
Section 9.101 Scope