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Section 108.50
|
Business form |
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Section 108.100
|
Adequate capital for NMVC Companies |
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Section 108.200
|
When and how to apply for designation as a NMVC Company |
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Section 108.300
|
Evaluation and selection--general |
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Section 108.340
|
Changes in ownership of 10 percent or more of NMVC Company but no change of Control |
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Section 108.400
|
Restrictions on Common Control or ownership of two (or more) NMVC Companies |
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Section 108.460
|
SBA approval of merger, consolidation, or reorganization of NMVC Company |
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Section 108.470
|
Lawful operations under the Act |
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Section 108.500
|
SBA approval of NMVC Company's Investment Adviser/Manager |
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Section 108.510
|
Restrictions on investments of idle funds by NMVC Companies |
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Section 108.530
|
Prior approval of secured third-party debt of NMVC companies |
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Section 108.550
|
Voluntary decrease in NMVC Company's Regulatory Capital |
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Section 108.585
|
General requirement for NMVC Company to maintain and preserve records |
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Section 108.600
|
Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468) |
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Section 108.630
|
Examinations |
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Section 108.690
|
Compliance with size standards in part 121 of this chapter as a condition of Assistance |
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Section 108.700
|
Financings in the form of equity interests |
|
Section 108.800
|
Disposition of assets to NMVC Company's Associates |
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Section 108.885
|
Fees for management services provided to a Small Business by a NMVC Company or its Associate |
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Section 108.900
|
Type of Leverage and application procedures |
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Section 108.1100
|
Maximum amount of Leverage for a NMVC Company |
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Section 108.1150
|
SBA's Leverage commitment to a NMVC Company's application procedure, amount, and term |
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Section 108.1200
|
SBA authority to issue and guarantee Trust Certificates |
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Section 108.1600
|
Transfer by SBA of its interest in a NMVC Company's Leverage security |
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Section 108.1700
|
Events of default and SBA's remedies for NMVC Company's noncompliance with terms of Debentures |
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Section 108.1810
|
NMVC Company's Capital Impairment definition and general requirements |
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Section 108.1830
|
Termination of participation as a NMVC Company |
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Section 108.1900
|
Non-waiver of SBA's rights or terms of Leverage security |
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Section 108.1910
|
Operational Assistance grants to NMVC Companies and SSBICs |
|
Section 108.2000
|
Description of the New Markets Venture Capital Program |
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Section 108.10
|
Legal basis and applicability of this part 108 |
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Section 108.20
|
Amendments to Act and regulations |
|
Section 108.30
|
How to read this part 108 |
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Section 108.40
|
Definition of terms |
|
Section 108.50
|
Business form |
|
Section 108.100
|
Qualified management |
|
Section 108.110
|
Economic development primary mission |
|
Section 108.120
|
Identified Low Income Geographic Areas |
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Section 108.130
|
SBA approval of initial Management Expenses |
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Section 108.140
|
Management and ownership diversity requirement |
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Section 108.150
|
Special rules for NMVC Companies formed as limited partnerships |
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Section 108.160
|
Adequate capital for NMVC Companies |
|
Section 108.200
|
Minimum capital requirements for NMVC Companies |
|
Section 108.210
|
Private Capital for NMVC Companies |
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Section 108.230
|
When and how to apply for designation as a NMVC Company |
|
Section 108.300
|
Contents of application |
|
Section 108.310
|
Contents of comprehensive business plan |
|
Section 108.320
|
Grant issuance fee |
|
Section 108.330
|
Evaluation and selection--general |
|
Section 108.340
|
Eligibility and completeness |
|
Section 108.350
|
Evaluation criteria |
|
Section 108.360
|
Conditional approval |
|
Section 108.370
|
Final approval as a NMVC Company |
|
Section 108.380
|
Changes in ownership of 10 percent or more of NMVC Company but no change of Control |
|
Section 108.400
|
Changes in Control of NMVC Company (through change in ownership or otherwise) |
|
Section 108.410
|
Prohibition on exercise of ownership or Control rights in NMVC Company before SBA approval |
|
Section 108.420
|
Notification to SBA of transactions that may change ownership or Control |
|
Section 108.430
|
Standards governing prior SBA approval for a proposed transfer of Control |
|
Section 108.440
|
Notification to SBA of pledge of NMVC Company's shares |
|
Section 108.450
|
Restrictions on Common Control or ownership of two (or more) NMVC Companies |
|
Section 108.460
|
SBA approval of merger, consolidation, or reorganization of NMVC Company |
|
Section 108.470
|
Lawful operations under the Act |
|
Section 108.500
|
Representations to the public |
|
Section 108.502
|
NMVC Company's adoption of an approved valuation policy |
|
Section 108.503
|
Equipment and office requirements |
|
Section 108.504
|
Safeguarding the NMVC Company's assets/Internal controls |
|
Section 108.506
|
Violations based on false filings and nonperformance of agreements with SBA |
|
Section 108.507
|
Employment of SBA officials |
|
Section 108.509
|
SBA approval of NMVC Company's Investment Adviser/Manager |
|
Section 108.510
|
Management Expenses of a NMVC Company |
|
Section 108.520
|
Restrictions on investments of idle funds by NMVC Companies |
|
Section 108.530
|
Prior approval of secured third-party debt of NMVC companies |
|
Section 108.550
|
Voluntary decrease in NMVC Company's Regulatory Capital |
|
Section 108.585
|
General requirement for NMVC Company to maintain and preserve records |
|
Section 108.600
|
Required certifications for Loans and Investments |
|
Section 108.610
|
Requirements to obtain information from Portfolio Concerns |
|
Section 108.620
|
Requirement for NMVC companies to file financial statements and supplementary information with SBA (SBA Form 468) |
|
Section 108.630
|
Requirement to file portfolio financing reports (SBA Form 1031) |
|
Section 108.640
|
Requirement to report portfolio valuations to SBA |
|
Section 108.650
|
Other items required to be filed by NMVC Company with SBA |
|
Section 108.660
|
Reporting changes in NMVC Company not subject to prior SBA approval |
|
Section 108.680
|
Examinations |
|
Section 108.690
|
Responsibilities of NMVC Company during examination |
|
Section 108.691
|
Examination fees |
|
Section 108.692
|
Compliance with size standards in part 121 of this chapter as a condition of Assistance |
|
Section 108.700
|
Requirement to finance Low-Income Enterprises |
|
Section 108.710
|
Small Businesses that may be ineligible for financing |
|
Section 108.720
|
Financings which constitute conflicts of interest |
|
Section 108.730
|
Portfolio diversification (``overline'' limitation) |
|
Section 108.740
|
How a change in size or activity of a Portfolio Concern affects the NMVC Company and the Portfolio Concern |
|
Section 108.760
|
Financings in the form of equity interests |
|
Section 108.800
|
Financings in the form of guarantees |
|
Section 108.820
|
Purchasing securities from an underwriter or other third party |
|
Section 108.825
|
Disposition of assets to NMVC Company's Associates |
|
Section 108.885
|
Fees for management services provided to a Small Business by a NMVC Company or its Associate |
|
Section 108.900
|
Type of Leverage and application procedures |
|
Section 108.1100
|
General eligibility requirement for Leverage |
|
Section 108.1120
|
Leverage fees payable by NMVC Company |
|
Section 108.1130
|
NMVC Company's acceptance of SBA remedies under Sec |
|
Section 108.1140
|
Maximum amount of Leverage for a NMVC Company |
|
Section 108.1150
|
SBA's Leverage commitment to a NMVC Company--application procedure, amount, and term |
|
Section 108.1200
|
Requirement for NMVC Company to file financial statements at the time of request for a draw |
|
Section 108.1220
|
Draw-downs by NMVC Company under SBA's Leverage commitment |
|
Section 108.1230
|
Funding of NMVC Company's draw request through sale to third-party |
|
Section 108.1240
|
SBA authority to issue and guarantee Trust Certificates |
|
Section 108.1600
|
Effect of prepayment or early redemption of Leverage on a Trust Certificate |
|
Section 108.1610
|
Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent |
|
Section 108.1620
|
SBA regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates |
|
Section 108.1630
|
SBA access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers |
|
Section 108.1640
|
Transfer by SBA of its interest in a NMVC Company's Leverage security |
|
Section 108.1700
|
SBA authority to collect or compromise its claims |
|
Section 108.1710
|
Characteristics of SBA's guarantee |
|
Section 108.1720
|
Events of default and SBA's remedies for NMVC Company's noncompliance with terms of Debentures |
|
Section 108.1810
|
NMVC Company's Capital Impairment definition and general requirements |
|
Section 108.1830
|
Computation of NMVC Company's Capital Impairment Percentage |
|
Section 108.1840
|
Termination of participation as a NMVC Company |
|
Section 108.1900
|
Non-waiver of SBA's rights or terms of Leverage security |
|
Section 108.1910
|
NMVC Company's application for exemption from a regulation in this part 108 |
|
Section 108.1920
|
Effect of changes in this part 108 on transactions previously consummated |
|
Section 108.1930
|
Procedures for designation of additional Low-Income Geographic Areas |
|
Section 108.1940
|
Operational Assistance Grants to NMVC Companies and SSBICs |
|
Section 108.2000
|
When and how SSBICs may apply for Operational Assistance grants |
|
Section 108.2001
|
Eligibility of SSBICs to apply for Operational Assistance grants |
|
Section 108.2002
|
Grant issuance fee for SSBICs |
|
Section 108.2003
|
Contents of application submitted by SSBICs |
|
Section 108.2004
|
Contents of plan submitted by SSBICs |
|
Section 108.2005
|
Evaluation and selection of SSBICs |
|
Section 108.2006
|
Grant award to SSBICs |
|
Section 108.2007
|
Restrictions on use of Operational Assistance grant funds |
|
Section 108.2010
|
Amount of Operational Assistance grant |
|
Section 108.2020
|
Matching requirements |
|
Section 108.2030
|
Reporting and recordkeeping requirements |
|
Section 108.2040
|
ILP Intermediary eligibility and continuing participation requirements |