CFR /  Title 17  /  Part 171: Rules Relating To Review Of National Futures Association Decisions In Disciplinary, Membership Denial, Registration And Member Responsibility Actions

Section No.	Description
Section 171.1	Definitions
Section 171.2	Business address; hours
Section 171.3	Computation of time
Section 171.4	Extension of time
Section 171.5	Ex parte communications
Section 171.6	Filing with the Proceedings Clerk
Section 171.8	Service
Section 171.9	Motions
Section 171.10	Sanctions
Section 171.11	Settlement
Section 171.12	Practice before the Commission
Section 171.13	Waiver of rules
Section 171.14	Notice of final decision
Section 171.21	Effective date of final decisions in disciplinary, membership denial and registration actions
Section 171.22	Notice of appeal
Section 171.23	Submission of the record
Section 171.24	Appeal brief
Section 171.25	Answering brief
Section 171.26	Limited participation by interested persons
Section 171.27	Participation by Commission staff
Section 171.28	Scope of review
Section 171.30	Commission review in the absence of an appeal
Section 171.31	Oral argument
Section 171.32	Final decision by the Commission
Section 171.33	Standards of review
Section 171.34	Notice of the commencement of a member responsibility action
Section 171.40	Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures
Section 171.41	Notice of a final decision of the National Futures Association in a member responsibility action
Section 171.42	Petition for a stay of the effective date of a final decision of the National Futures Association in a member
Section 171.43	Notice of appeal
Section 171.44	General procedures
Section 171.45	Standards of review
Section 171.46	Delegation to the General Counsel
Section 171.50	Prohibition on the employment, or attempted employment, of manipulative and deceptive devices