CFR /  Title 17  /  Part 200: Organization; Conduct And Ethics; And Information And Requests

Section No.	Description
Section 200.1	Statutory functions
Section 200.2	The Commission
Section 200.10	Headquarters Office--Regional Office relationships
Section 200.11	Functional responsibilities
Section 200.12	Chief Operating Officer
Section 200.13	Office of Administrative Law Judges
Section 200.14	Office of International Affairs
Section 200.15	Executive Assistant to the Chairman
Section 200.16	Chief Management Analyst
Section 200.17	Director of Division of Corporation Finance
Section 200.18	The General Counsel
Section 200.21	The Chief Accountant
Section 200.22	Office of Financial Management
Section 200.24	The Regional Directors
Section 200.27	Issuance of instructions
Section 200.28	Rules
Section 200.29	Delegation of authority to Director of Division of Corporation Finance
Section 200.30-1	Delegation of authority to Director of Division of Trading and Markets
Section 200.30-3	Delegation of authority to Director of Division of Enforcement
Section 200.30-4	Delegation of authority to Director of Division of Investment Management
Section 200.30-5	Delegation of authority to Regional Directors
Section 200.30-6	Delegation of authority to Secretary of the Commission
Section 200.30-7	Delegation of authority to hearing officers
Section 200.30-9	Delegation of authority to Chief Administrative Law Judge
Section 200.30-10	Delegation of authority to the Chief Accountant
Section 200.30-11	Delegation of authority to Chief Financial Officer
Section 200.30-13	Delegation of authority to the General Counsel
Section 200.30-14	Delegation of authority to Chief Operating Officer
Section 200.30-15	Delegation of authority to Executive Assistant to the Chairman
Section 200.30-16	Delegation of authority to Director of Office of International Affairs
Section 200.30-17	Delegation of authority to Director of the Office of Compliance Inspections and Examinations
Section 200.30-18	Joint disposition of business by Commission meeting
Section 200.40	Quorum of the Commission
Section 200.41	Disposition of business by seriatim Commission consideration
Section 200.42	Disposition of business by exercise of authority delegated to individual Commissioner
Section 200.43	Authority
Section 200.50	Policy
Section 200.51	Copies of the Canons
Section 200.52	Preamble
Section 200.53	Constitutional obligations
Section 200.54	Statutory obligations
Section 200.55	Personal conduct
Section 200.56	Relationships with other members
Section 200.57	Maintenance of independence
Section 200.58	Relationship with persons subject to regulation
Section 200.59	Qualification to participate in particular matters
Section 200.60	Impressions of influence
Section 200.61	Ex parte communications
Section 200.62	Commission opinions
Section 200.63	Judicial review
Section 200.64	Legislative proposals
Section 200.65	Investigations
Section 200.66	Power to adopt rules
Section 200.67	Promptness
Section 200.68	Conduct toward parties and their counsel
Section 200.69	Business promotions
Section 200.70	Fiduciary relationships
Section 200.71	Supervision of internal organization
Section 200.72	Commission records and information
Section 200.80	Publication of interpretative, no-action and certain exemption letters and other written communications
Section 200.81	Public availability of materials filed pursuant to Sec
Section 200.82	Confidential treatment procedures under the Freedom of Information Act
Section 200.83	Purpose
Section 200.110	Prohibitions; application; definitions
Section 200.111	Duties of recipient; notice to participants
Section 200.112	Opportunity to respond; interception
Section 200.113	Sanctions
Section 200.114	Purpose
Section 200.200	General provisions
Section 200.201	Offices, and information and submittals
Section 200.202	Organization, and delegations of authority
Section 200.203	Personnel, fiscal, and service functions
Section 200.204	Effect upon existing Commission organization, delegations, and rules
Section 200.205	Purpose and scope
Section 200.301	Definitions
Section 200.302	Times, places and requirements for requests pertaining to individual records in a record system and for the identification of
Section 200.303	Disclosure of requested records
Section 200.304	Special procedure: Medical records
Section 200.305	Requests for amendment or correction of records
Section 200.306	Review of requests for amendment or correction
Section 200.307	Appeal of initial adverse agency determination as to access or as to amendment or correction
Section 200.308	General provisions
Section 200.309	Fees
Section 200.310	Penalties
Section 200.311	Specific exemptions
Section 200.312	Inspector General exemptions
Section 200.313	Open meetings
Section 200.400	Definitions
Section 200.401	Closed meetings
Section 200.402	Notice of Commission meetings
Section 200.403	General procedure for determination to close meeting
Section 200.404	Special procedure for determination to close meeting
Section 200.405	Certification by the General Counsel
Section 200.406	Transcripts, minutes, and other documents concerning closed Commission meetings
Section 200.407	Public access to transcripts and minutes of closed Commission meetings; record retention
Section 200.408	Administrative appeals
Section 200.409	Miscellaneous
Section 200.410	Purpose
Section 200.500	Applicability
Section 200.501	Definition
Section 200.502	Senior agency official
Section 200.503	Oversight Committee
Section 200.504	Original classification
Section 200.505	Derivative classification
Section 200.506	Declassification dates on derivative documents
Section 200.507	Requests for mandatory review for declassification
Section 200.508	Challenge to classification by Commission employees
Section 200.509	Access by historical researchers
Section 200.510	Access by former Presidential appointees
Section 200.511	Purpose
Section 200.550	Applicability
Section 200.551	NEPA planning
Section 200.552	Draft, final and supplemental impact statements
Section 200.553	Public availability of information
Section 200.554	Purpose
Section 200.601	Application
Section 200.602	Definitions
Section 200.603	Self-evaluation
Section 200.610	Notice
Section 200.611	General prohibitions against discrimination
Section 200.630	Employment
Section 200.640	Program accessibility: Discrimination prohibited
Section 200.649	Program accessibility: Existing facilities
Section 200.650	Program accessibility: New construction and alterations
Section 200.651	Communications
Section 200.660	Compliance procedures
Section 200.670	Purpose
Section 200.735-1	Policy
Section 200.735-2	General provisions
Section 200.735-3	Outside employment and activities
Section 200.735-4	Securities transactions
Section 200.735-5	Action in case of personal interest
Section 200.735-6	Negotiation for employment
Section 200.735-7	Practice by former members and employees of the Commission
Section 200.735-8	Indebtedness
Section 200.735-9	Miscellaneous statutory provisions
Section 200.735-10	Statement of employment and financial interests
Section 200.735-11	Special Government employees
Section 200.735-12	Disciplinary and other remedial action
Section 200.735-13	Employees on leave of absence
Section 200.735-14	Interpretive and advisory service
Section 200.735-15	Delegation
Section 200.735-16	Administration of the conduct regulation
Section 200.735-17	Requests for waivers
Section 200.735-18	OMB control numbers assigned pursuant to the Paperwork Reduction Act
Section 200.800	Purpose of these rules