Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 239: Forms Prescribed Under The Securities Act Of 1933

Section No. Description
Section 239.0-1 Form S-1, registration statement under the Securities Act of 1933
Section 239.11 Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of
Section 239.13 Form N-2 for closed end management investment companies registered on Form N-8A
Section 239.14 Form N-1 for open-end management investment companies registered on Form N-8A
Section 239.15 Form S-6, for unit investment trusts registered on Form N-8B-2
Section 239.16 Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies
Section 239.18 Form S-20, for standardized options
Section 239.20 Form N-14, for the registration of securities issued in business combination transactions by investment companies and business
Section 239.23 Form N-5, form for registration of small business investment company under the Securities Act of 1933 and the Investment Company Act of
Section 239.24 Form S-4, for the registration of securities issued in business combination transactions
Section 239.25 Form F-1, registration statement under the Securities Act of 1933 for securities of certain foreign private issuers
Section 239.31 Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign private issuers offered pursuant to certain
Section 239.33 Form F-4, for registration of securities of foreign private issuers issued in certain business combination transactions
Section 239.34 Form F-6, for registration under the Securities Act of 1933 of depositary shares evidenced by American Depositary Receipts
Section 239.36 Form F-7, for registration under the Securities Act of 1933 of securities of certain Canadian issuers offered for cash upon the exercise
Section 239.37 Form F-8, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers
Section 239.38 Form F-10, for registration under the Securities Act of 1933 of securities of certain Canadian issuers
Section 239.40 Form F-80, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers
Section 239.41 Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80
Section 239.42 Form F-N, appointment of agent for service of process by foreign banks and foreign insurance companies and certain of their holding
Section 239.43 Form SF-1, registration statement under the Securities Act of 1933 for offerings of asset-backed securities
Section 239.44 Form SF-3, for registration under the Securities Act of 1933 for offerings of asset-backed issuers offered pursuant to certain types of
Section 239.45 Form ID, uniform application for access codes to file on EDGAR
Section 239.63 Form SE, form for submission of paper format exhibits by electronic filers
Section 239.64 Form TH--Notification of reliance on temporary hardship exemption
Section 239.65 Form 1-A, offering statement under Regulation A
Section 239.90 Form 2-A, report pursuant to Rule 257 of Regulation A
Section 239.91 Form 144, for notice of proposed sale of securities pursuant to Sec
Section 239.144 Form 1-E, notification under Regulation E
Section 239.200 Form 2-E, report of sales pursuant to Rule 609 of Regulation E
Section 239.201 Form D, notice of sales of securities under Regulation D and section 4(5) of the Securities Act of 1933
Section 239.500 Form CB, report of sales of securities in connection with an exchange offer or a rights offering
Section 239.800 Definitions