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Section 240.0-1
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Business hours of the Commission |
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Section 240.0-2
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Filing of material with the Commission |
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Section 240.0-3
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Nondisclosure of information obtained in examinations and investigations |
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Section 240.0-4
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Reference to rule by obsolete designation |
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Section 240.0-5
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Disclosure detrimental to the national defense or foreign policy |
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Section 240.0-6
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Application of rules to registered broker-dealers |
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Section 240.0-8
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Payment of fees |
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Section 240.0-9
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Small entities under the Securities Exchange Act for purposes of the Regulatory Flexibility Act |
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Section 240.0-10
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Filing fees for certain acquisitions, dispositions and similar transactions |
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Section 240.0-11
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Commission procedures for filing applications for orders for exemptive relief under Section 36 of the Exchange Act |
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Section 240.0-12
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Commission procedures for filing applications to request a substituted compliance order under the Exchange Act |
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Section 240.0-13
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Section 31 transaction fees |
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Section 240.31
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Preliminary note; definitions |