Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 255: Proprietary Trading And Certain Interests In And Relationships With Covered Funds

Section No. Description
Section 255.1 Definitions
Section 255.2 Prohibition on proprietary trading
Section 255.3 Permitted underwriting and market making-related activities
Section 255.4 Permitted risk-mitigating hedging activities
Section 255.5 Other permitted proprietary trading activities
Section 255.6 Limitations on permitted proprietary trading activities
Section 255.7 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
Section 255.10 Permitted organizing and offering, underwriting, and market making with respect to a covered fund
Section 255.11 Permitted investment in a covered fund
Section 255.12 Other permitted covered fund activities and investments
Section 255.13 Limitations on relationships with a covered fund
Section 255.14 Other limitations on permitted covered fund activities
Section 255.15 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred
Section 255.16 Program for compliance; reporting
Section 255.20 Termination of activities or investments; penalties for violations
Section 255.21 Application of definitions contained in the act