Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 274: Forms Prescribed Under The Investment Company Act Of 1940

Section No. Description
Section 274.0-1 Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment
Section 274.5 Form N-8A, for notification of registration
Section 274.10 Form N-1, registration statement of open-end management investment companies
Section 274.11 Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities
Section 274.12 Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment
Section 274.13 Form N-8B-4, registration statements of face-amount certificate companies
Section 274.14 Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940
Section 274.15 Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities
Section 274.24 Form N-18F-1, for notification of election pursuant to Sec
Section 274.51 Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940
Section 274.53 Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of
Section 274.54 Form N-SAR, semi-annual report of registered investment companies
Section 274.101 Form N-CSR, certified shareholder report
Section 274.128 Form N-PX, annual report of proxy voting record of registered management investment company
Section 274.129 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company
Section 274.130 Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and
Section 274.200 Form N-MFP, portfolio holdings of money market funds
Section 274.201 Form 3, initial statement of beneficial ownership of securities
Section 274.202 Form 4, statement of changes in beneficial ownership of securities
Section 274.203 Form N-8F, application for deregistration of certain registered investment companies
Section 274.218 Form N-17f-1, cover page for each certificate of accounting of securities and similar investments of a management
Section 274.219 Form N-17f-2, cover page for each certificate of accounting of securities and similar investments in the custody of a registered
Section 274.220 Form N-23c-3, Notification of repurchase offer
Section 274.221 Form N-CR, Current report of money market fund material events
Section 274.222 Notification of claim of exemption pursuant to Rule 6e-2 or Rule 6e-3(T) under the Investment Company Act
Section 274.301 Form N-27I-1, notice of right of withdrawal and refund for variable life insurance contractholders required pursuant to
Section 274.302 Form N-27I-2, notice of withdrawal right and statement of charges for variable life insurance contractholders required pursuant
Section 274.303 Form ID, uniform application for access codes to file on EDGAR
Section 274.402 Form SE, form for submission of paper format exhibits by electronic filers
Section 274.403 Form TH--Notification of reliance on temporary hardship exemption
Section 274.404 General procedures for serving non-residents