Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 279: Forms Prescribed Under The Investment Advisers Act Of 1940

Section No. Description
Section 279.0-1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement
Section 279.1 Form ADV-W, notice of withdrawal from registration as investment adviser
Section 279.2 Form ADV-H, application for a temporary or continuing hardship exemption
Section 279.3 Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an
Section 279.4 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser
Section 279.8 Form PF, reporting by investment advisers to private funds
Section 279.9 Applicability of part