Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 31: Leverage Transactions

Section No. Description
Section 31.3 Definitions
Section 31.4 Unlawful conduct
Section 31.5 Registration of leverage commodities
Section 31.6 Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants
Section 31.7 Cover of leverage contracts
Section 31.8 Minimum financial requirements
Section 31.9 Repurchase and resale of leverage contracts by leverage transaction merchants
Section 31.10 Disclosure
Section 31.11 Segregation
Section 31.12 Financial reports of leverage transaction merchants
Section 31.13 Recordkeeping
Section 31.14 Reporting to leverage customers
Section 31.15 Monthly reporting requirements
Section 31.16 Records of leverage transactions
Section 31.17 Margin calls
Section 31.18 Unlawful representations
Section 31.19 Prohibition of guarantees against loss
Section 31.20 Leverage contracts entered into prior to April 13, 1984; subsequent transactions
Section 31.21 Prohibited trading in leverage contracts
Section 31.22 Limited right to rescind first leverage contract
Section 31.23 Bid and ask prices; carrying charges
Section 31.25 Quarterly reporting requirement
Section 31.26 Registered futures association membership
Section 31.27 Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice
Section 31.28 Arbitration or other dispute settlement procedures
Section 31.29 Scope