Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 4: Commodity Pool Operators And Commodity Trading Advisors

Section No. Description
Section 4.1 Exclusion for certain otherwise regulated persons from the definition of the term ``commodity pool operator
Section 4.5 Exclusion for certain otherwise regulated persons from the definition of the term ``commodity trading advisor
Section 4.6 Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible
Section 4.7 Exemption from certain requirements of rule 4
Section 4.8 Definitions
Section 4.10 Exemption from section 4n(3)(B)
Section 4.11 Exemption from provisions of part 4
Section 4.12 Exemption from registration as a commodity pool operator
Section 4.13 Exemption from registration as a commodity trading advisor
Section 4.14 Continued applicability of antifraud section
Section 4.15 Prohibited representations
Section 4.16 Severability
Section 4.17 Prohibited activities
Section 4.20 Required delivery of pool Disclosure Document
Section 4.21 Reporting to pool participants
Section 4.22 Recordkeeping
Section 4.23 General disclosures required
Section 4.24 Performance disclosures
Section 4.25 Use, amendment and filing of Disclosure Document
Section 4.26 Additional reporting by advisors of certain large commodity pools
Section 4.27 Prohibited activities
Section 4.30 Required delivery of Disclosure Document to prospective clients
Section 4.31 Recordkeeping
Section 4.33 General disclosures required
Section 4.34 Performance disclosures
Section 4.35 Use, amendment and filing of Disclosure Document
Section 4.36 Advertising by commodity pool operators, commodity trading advisors, and the principals thereof
Section 4.41 Definitions