Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 49: Swap Data Repositories

Section No. Description
Section 49.1 Definitions
Section 49.2 Procedures for registration
Section 49.3 Withdrawal from registration
Section 49.4 Equity interest transfers
Section 49.5 Registration of successor entities
Section 49.6 Swap data repositories located in foreign jurisdictions
Section 49.7 Procedures for implementing registered swap data repository rules
Section 49.8 Duties of registered swap data repositories
Section 49.9 Acceptance of data
Section 49.10 Confirmation of data accuracy
Section 49.11 Swap data repository recordkeeping requirements
Section 49.12 Monitoring, screening and analyzing swap data
Section 49.13 Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities
Section 49.14 Real-time public reporting of swap data
Section 49.15 Privacy and confidentiality requirements of swap data repositories
Section 49.16 Access to SDR data
Section 49.17 Confidentiality and indemnification agreement
Section 49.18 Core principles applicable to registered swap data repositories
Section 49.19 Governance arrangements (Core Principle 2)
Section 49.20 Conflicts of interest (Core Principle 3)
Section 49.21 Chief compliance officer
Section 49.22 Emergency authority policies and procedures
Section 49.23 System safeguards
Section 49.24 Financial resources
Section 49.25 Disclosure requirements of swap data repositories
Section 49.26 Access and fees
Section 49.27 Definitions