Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 5: Off-Exchange Foreign Currency Transactions

Section No. Description
Section 5.1 Prohibited transactions
Section 5.2 Registration of persons engaged in retail forex transactions
Section 5.3 Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors
Section 5.4 Distribution of ``Risk Disclosure Statement'' by retail foreign exchange dealers, futures commission merchants and
Section 5.5 Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering
Section 5.6 Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in
Section 5.7 Aggregate retail forex assets
Section 5.8 Security deposits for retail forex transactions
Section 5.9 Risk assessment recordkeeping requirements for retail foreign exchange dealers
Section 5.10 Risk assessment reporting requirements for retail foreign exchange dealers
Section 5.11 Financial reports of retail foreign exchange dealers
Section 5.12 Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements
Section 5.13 Records to be kept by retail foreign exchange dealers and futures commission merchants
Section 5.14 Unlawful representations
Section 5.15 Prohibition of guarantees against loss
Section 5.16 Authorization to trade
Section 5.17 Trading and operational standards
Section 5.18 Pending legal proceedings
Section 5.19 Special calls for account and transaction information
Section 5.20 Supervision
Section 5.21 Registered futures association membership
Section 5.22 Notice of bulk transfers and bulk liquidations
Section 5.23 Applicability of other parts of this chapter
Section 5.24 Applicability of the Act
Section 5.25 Scope of rules