Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 75: Proprietary Trading And Certain Interests In And Relationships With Covered Funds

Section No. Description
Section 75.1 Definitions
Section 75.2 Prohibition on proprietary trading
Section 75.3 Permitted underwriting and market making-related activities
Section 75.4 Permitted risk-mitigating hedging activities
Section 75.5 Other permitted proprietary trading activities
Section 75.6 Limitations on permitted proprietary trading activities
Section 75.7 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund
Section 75.10 Permitted organizing and offering, underwriting, and market making with respect to a covered fund
Section 75.11 Permitted investment in a covered fund
Section 75.12 Other permitted covered fund activities and investments
Section 75.13 Limitations on relationships with a covered fund
Section 75.14 Other limitations on permitted covered fund activities
Section 75.15 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred
Section 75.16 Program for compliance; reporting
Section 75.20 Termination of activities or investments; penalties for violations
Section 75.21 Delivery period required with respect to certain grains