Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 9: Rules Relating To Review Of Exchange Disciplinary, Access Denial Or Other Adverse Actions

Section No. Description
Section 9.1 Definitions
Section 9.2 Provisions referenced
Section 9.3 Filing and service; official docket
Section 9.4 Motions
Section 9.5 Sanctions for noncompliance
Section 9.6 Settlement
Section 9.7 Practice before the Commission
Section 9.8 Waiver of rules; delegation of authority
Section 9.9 Form, contents and delivery of notice of disciplinary or access denial action
Section 9.11 Effective date of disciplinary or access denial action
Section 9.12 Publication of notice
Section 9.13 Notice of appeal
Section 9.20 Record of exchange proceeding
Section 9.21 Appeal brief
Section 9.22 Answering brief
Section 9.23 Petition for stay pending review
Section 9.24 Limited participation of interested persons
Section 9.25 Participation of Commission staff
Section 9.26 Scope of review
Section 9.30 Commission review of disciplinary or access denial action on its own motion
Section 9.31 Oral argument
Section 9.32 Final decision by the Commission
Section 9.33 Scope and applicability of rules of practice