Code of Federal Regulations (alpha)

CFR /  Title 37  /  Part 11: Representation Of Others Before The United States Patent And Trademark Office

Section No. Description
Section 11.1 Director of the Office of Enrollment and Discipline
Section 11.2 Suspension of rules
Section 11.3 Register of attorneys and agents in patent matters; practice before the Office
Section 11.5 Registration of attorneys and agents
Section 11.6 Requirements for registration
Section 11.7 Oath and registration fee
Section 11.8 Limited recognition in patent matters
Section 11.9 Restrictions on practice in patent matters
Section 11.10 Administrative suspension, inactivation, resignation, and readmission
Section 11.11 Individuals who may practice before the Office in trademark and other non-patent matters
Section 11.14 Refusal to recognize a practitioner
Section 11.15 Signature and certificate for correspondence filed in the Office
Section 11.18 Disciplinary jurisdiction; Jurisdiction to transfer to disability inactive status
Section 11.19 Disciplinary sanctions; Transfer to disability inactive status
Section 11.20 Warnings
Section 11.21 Disciplinary investigations
Section 11.22 Committee on Discipline
Section 11.23 Reciprocal discipline
Section 11.24 Interim suspension and discipline based upon conviction of committing a serious crime
Section 11.25 Settlement
Section 11.26 Exclusion on consent
Section 11.27 Incapacitated practitioners in a disciplinary proceeding
Section 11.28 Reciprocal transfer or initial transfer to disability inactive status
Section 11.29 Instituting a disciplinary proceeding
Section 11.32 Complaint
Section 11.34 Service of complaint
Section 11.35 Answer to complaint
Section 11.36 Contested case
Section 11.38 Hearing officer; appointment; responsibilities; review of interlocutory orders; stays
Section 11.39 Representative for OED Director or respondent
Section 11.40 Filing of papers
Section 11.41 Service of papers
Section 11.42 Motions
Section 11.43 Hearings
Section 11.44 Amendment of pleadings
Section 11.45 Burden of proof
Section 11.49 Evidence
Section 11.50 Depositions
Section 11.51 Discovery
Section 11.52 Proposed findings and conclusions; post-hearing memorandum
Section 11.53 Initial decision of hearing officer
Section 11.54 Appeal to the USPTO Director
Section 11.55 Decision of the USPTO Director
Section 11.56 Review of final decision of the USPTO Director
Section 11.57 Duties of disciplined or resigned practitioner, or practitioner on disability inactive status
Section 11.58 Dissemination of disciplinary and other information
Section 11.59 Petition for reinstatement
Section 11.60 Competence
Section 11.101 Scope of representation and allocation of authority between client and practitioner
Section 11.102 Diligence
Section 11.103 Communication
Section 11.104 Fees
Section 11.105 Confidentiality of information
Section 11.106 Conflict of interest; Current clients
Section 11.107 Conflict of interest; Current clients; Specific rules
Section 11.108 Duties to former clients
Section 11.109 Imputation of conflicts of interest; General rule
Section 11.110 Former or current Federal Government employees
Section 11.111 Former judge, arbitrator, mediator or other third-party neutral
Section 11.112 Organization as client
Section 11.113 Client with diminished capacity
Section 11.114 Safekeeping property
Section 11.115 Declining or terminating representation
Section 11.116 Sale of law practice
Section 11.117 Duties to prospective client
Section 11.118 Advisor
Section 11.201 Evaluation for use by third persons
Section 11.203 Practitioner serving as third-party neutral
Section 11.204 Meritorious claims and contentions
Section 11.301 Expediting proceedings
Section 11.302 Candor toward the tribunal
Section 11.303 Fairness to opposing party and counsel
Section 11.304 Impartiality and decorum of the tribunal
Section 11.305 Trial publicity
Section 11.306 Practitioner as witness
Section 11.307 Advocate in nonadjudicative proceedings
Section 11.309 Truthfulness in statements to others
Section 11.401 Communication with person represented by a practitioner
Section 11.402 Dealing with unrepresented person
Section 11.403 Respect for rights of third persons
Section 11.404 Responsibilities of partners, managers, and supervisory practitioners
Section 11.501 Responsibilities of a subordinate practitioner
Section 11.502 Responsibilities regarding non-practitioner assistance
Section 11.503 Professional independence of a practitioner
Section 11.504 Unauthorized practice of law
Section 11.505 Restrictions on right to practice
Section 11.506 Responsibilities regarding law-related services
Section 11.507 Communications concerning a practitioner's services
Section 11.701 Advertising
Section 11.702 Direct contact with prospective clients
Section 11.703 Communication of fields of practice and specialization
Section 11.704 Firm names and letterheads
Section 11.705 Registration, recognition and disciplinary matters
Section 11.801 Judicial and legal officials
Section 11.802 Reporting professional misconduct
Section 11.803 Misconduct
Section 11.804 Savings clause
Section 11.901 Policy