Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 116  /  Sec. 116.15 Must I meet with the OCC before I file my application?

(a) Chart. To determine whether you must attend a pre-filing meeting before you file an application, please consult the following chart: ------------------------------------------------------------------------

(1) An application for permission to You must meet with the OCC

organize a de novo Federal savings before filing your

association. application. You must submit a

draft business plan before

this meeting.(2) An application to convert an You must meet with the OCC

existing insured depository before filing your

institution (other than a state- application. The OCC may

chartered savings association or a require you to submit a draft

state-chartered savings bank) or a business plan or other

credit union to a Federal savings relevant information before

association. this meeting.

(3) An application to acquire control The OCC may require you to meet

of a Federal savings association. with the OCC before filing

your application and may

require you to submit a draft

business plan or other

relevant information before

this meeting.------------------------------------------------------------------------

(b) Contacting the OCC. (1) You must contact the appropriate OCC licensing office a reasonable time before you file an application described in paragraph (a) of this section. Unless paragraph (a) already requires a pre-filing meeting or a draft business plan, the appropriate OCC licensing office will determine whether it will require a pre-filing meeting, and whether you must submit a business plan or other relevant information before the meeting. The appropriate OCC licensing office will also establish a schedule for any meeting and the submission of any information.

(1) You must contact the appropriate OCC licensing office a reasonable time before you file an application described in paragraph (a) of this section. Unless paragraph (a) already requires a pre-filing meeting or a draft business plan, the appropriate OCC licensing office will determine whether it will require a pre-filing meeting, and whether you must submit a business plan or other relevant information before the meeting. The appropriate OCC licensing office will also establish a schedule for any meeting and the submission of any information.

(2) All other applicants are encouraged to contact the appropriate OCC licensing office to determine whether a pre-filing meeting or the submission of a draft business plan or other relevant information would expedite the application review process.