Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 150  /  Sec. 150.125 How do I file the notice under Sec. 150.70(c)?

(a) If you are required to file a notice under Sec. 150.70(c), within ten days after you commence the fiduciary activities in a new state, you must file a written notice that identifies each new state in which you conduct or will conduct fiduciary activities, describe the fiduciary activities that you conduct or will conduct in each new state, and provide sufficient information supporting a conclusion that the activities are permissible in the state.

(b) You must file the notice with the appropriate OCC licensing office.