Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 202  /  Sec. 202.8 Small entity compliance guides.

The following small entity compliance guides are available to the public from the Commission's Publications Room and regional offices:

(a) Q & A: Small Business and the SEC. \1\---------------------------------------------------------------------------

\1\ These items are also available on the Securities and Exchange Commission Web site on the Internet, http://www.sec.gov.---------------------------------------------------------------------------

(b) The Work of the SEC. \1\

(c) Broker-Dealer Registration Package.

(d) Investment Adviser Registration Package.

(e) Investment Company Registration Package.

(f) Examination Information for Broker-Dealers, Transfer Agents, Investment Advisers and Investment Companies. [62 FR 4105, Jan. 28, 1997]