Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 249  /  Sec. 249.1 Form 1, for application for, and amendments to exemption from registration pursuant to Section 5 of the Exchange Act.

The form shall be used for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Act, (15 U.S.C. 78e). [63 FR 70925, Dec. 22, 1998]

Editorial Note: For Federal Register citations affecting Form 1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.