Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 249  /  Sec. 249.801 Form X-15AA-1, for application for registration as a

This form shall be filed as an application for registration as a national securities association or as an affiliated securities association pursuant to Rule 15Aa-1 (Sec. 240.15Aa-1 of this chapter). [33 FR 18995, Dec. 20, 1968]

Editorial Note: For Federal Register citations affecting Form X-15AA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.