Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 249  /  Sec. 249.820 Form 19b-4(e) for the listing and trading of new that are not deemed proposed rule changes pursuant to Rule 19b-4(e)(Sec. 240.19b-4(e)).

This form shall be used by all self-regulatory organizations, as defined in section 3(a)(26) of the Act, to notify the Commission of a self-regulatory organization's listing and trading of a new derivative securities product that is not deemed a proposed rule change, pursuant to Rule 19b-4(e) under the Act (17 CFR 240.19b-4(e)). [63 FR 70967, Dec. 22, 1998]

Editorial Note: For Federal Register citations affecting Form 19b-4(e), see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.