Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 37  /  Sec. 37.1001 Recordkeeping.

A swap execution facility shall maintain records of all activities relating to the business of the facility, in a form and manner acceptable to the Commission, for a period of at least five years. A swap execution facility shall maintain such records, including a complete audit trail for all swaps executed on or subject to the rules of the swap execution facility, investigatory files, and disciplinary files, in accordance with the requirements of Sec. 1.31 and part 45 of this chapter.