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Section 349.1
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Definitions |
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Section 349.2
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Prohibited transactions |
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Section 349.3
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Filing procedures |
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Section 349.4
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Application and closing out of offsetting long and short positions |
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Section 349.5
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Disclosure |
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Section 349.6
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Recordkeeping |
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Section 349.7
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Capital requirements |
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Section 349.8
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Margin requirements |
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Section 349.9
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Required reporting to customers |
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Section 349.10
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Unlawful representations |
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Section 349.11
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Authorization to trade |
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Section 349.12
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Trading and operational standards |
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Section 349.13
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Supervision |
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Section 349.14
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Notice of transfers |
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Section 349.15
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Customer dispute resolution |
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Section 349.16
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Scope |