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Section 351.1
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Definitions |
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Section 351.2
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Prohibition on proprietary trading |
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Section 351.3
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Permitted underwriting and market making-related activities |
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Section 351.4
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Permitted risk-mitigating hedging activities |
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Section 351.5
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Other permitted proprietary trading activities |
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Section 351.6
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Limitations on permitted proprietary trading activities |
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Section 351.7
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Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund |
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Section 351.10
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Permitted organizing and offering, underwriting, and market making with respect to a covered fund |
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Section 351.11
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Permitted investment in a covered fund |
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Section 351.12
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Other permitted covered fund activities and investments |
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Section 351.13
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Limitations on relationships with a covered fund |
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Section 351.14
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Other limitations on permitted covered fund activities |
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Section 351.15
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Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred |
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Section 351.16
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Program for compliance; reporting |
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Section 351.20
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Termination of activities or investments; penalties for violations |
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Section 351.21
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Purpose |