|
Section 44.3
|
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund |
|
Section 44.10
|
Program for compliance; reporting |
|
Section 44.20
|
Authority, purpose, scope, and relationship to other authorities |
|
Section 44.1
|
Definitions |
|
Section 44.2
|
Prohibition on proprietary trading |
|
Section 44.3
|
Permitted underwriting and market making-related activities |
|
Section 44.4
|
Permitted risk-mitigating hedging activities |
|
Section 44.5
|
Other permitted proprietary trading activities |
|
Section 44.6
|
Limitations on permitted proprietary trading activities |
|
Section 44.7
|
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund |
|
Section 44.10
|
Permitted organizing and offering, underwriting, and market making with respect to a covered fund |
|
Section 44.11
|
Permitted investment in a covered fund |
|
Section 44.12
|
Other permitted covered fund activities and investments |
|
Section 44.13
|
Limitations on relationships with a covered fund |
|
Section 44.14
|
Other limitations on permitted covered fund activities and investments |
|
Section 44.15
|
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred |
|
Section 44.16
|
Program for compliance; reporting |
|
Section 44.20
|
Termination of activities or investments; penalties for violations |
|
Section 44.21
|
Authority and purpose |