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Section 140.1
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Regional office--regional coordinators |
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Section 140.2
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The Commission |
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Section 140.10
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Emergency action by the senior Commissioner available |
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Section 140.11
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Disposition of business by seriatim Commission consideration |
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Section 140.12
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Vacancy in position of Chairman |
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Section 140.13
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Delegation of authority to the Secretary of the Commission |
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Section 140.14
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Designation of senior official to oversee Commission use of national security information |
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Section 140.20
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Definitions |
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Section 140.21
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Procedures |
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Section 140.22
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General access requirements |
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Section 140.23
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Control and accountability procedures |
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Section 140.24
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Delegation of authority to disclose confidential information to a registered entity, swap execution facility, |
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Section 140.72
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Delegation of authority to disclose information to United States, States, and foreign government agencies and foreign |
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Section 140.73
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Delegation of authority to issue special calls for Series 03 Reports and Form 40 |
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Section 140.74
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Delegation of authority to the Director of the Division of Clearing and Risk and Division of Swap Dealer and Intermediary |
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Section 140.75
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Delegation of authority to disclose information in a receivership or bankruptcy proceeding |
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Section 140.76
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Delegation of authority to determine that applications for contract market designation, swap execution facility registration, |
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Section 140.77
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Disclosure of information pursuant to a subpoena or summons |
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Section 140.80
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Delegation of authority to the Director of the Division of Clearing and Risk and to the Director of the Division of Swap Dealer |
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Section 140.91
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Delegation of authority to grant registrations and renewals thereof |
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Section 140.92
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Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight |
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Section 140.93
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Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight and the Director of the |
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Section 140.94
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Delegation of authority with respect to withdrawals from registration |
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Section 140.95
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Delegation of authority to publish in the Federal Register |
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Section 140.96
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Delegation of authority regarding requests for classification of positions as bona fide hedging |
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Section 140.97
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Publication of no-action, interpretative and exemption letters and other written communications |
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Section 140.98
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Requests for exemptive, no-action and interpretative letters |
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Section 140.99
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Authority and purpose |
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Section 140.735-1
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Prohibited transactions |
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Section 140.735-2
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Non-governmental employment and other outside activity |
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Section 140.735-3
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Receipt and disposition of foreign gifts and decorations |
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Section 140.735-4
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Disclosure of information |
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Section 140.735-5
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Practice by former members and employees of the Commission |
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Section 140.735-6
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Statutory violations applicable to conduct of Commission members and employees |
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Section 140.735-7
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Interpretative and advisory service |
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Section 140.735-8
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Purpose and scope |