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Section 170.1
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Membership restrictions (section 17(b)(2) of the Act) |
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Section 170.2
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Fair and equitable representation of members (section 17(b)(5) of the Act) |
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Section 170.3
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Allocation of dues (section 17(b)(6) of the Act) |
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Section 170.4
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Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act) |
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Section 170.5
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Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act) |
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Section 170.6
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Membership denial (section 17(b)(9) of the Act) |
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Section 170.7
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Settlement of customer disputes (section 17(b)(10) of the Act) |
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Section 170.8
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General standard |
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Section 170.9
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Proficiency examinations (sections 4p and 17(p) of the Act) |
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Section 170.10
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Form of registration statement; review of registration statement |
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Section 170.11
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Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight |
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Section 170.12
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Futures commission merchants |
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Section 170.15
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Swap dealers and major swap participants |
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Section 170.16
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Scope of rules |