Section 239.0-1
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Form S-1, registration statement under the Securities Act of 1933 |
Section 239.11
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Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of |
Section 239.13
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Form N-2 for closed end management investment companies registered on Form N-8A |
Section 239.14
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Form N-1 for open-end management investment companies registered on Form N-8A |
Section 239.15
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Form S-6, for unit investment trusts registered on Form N-8B-2 |
Section 239.16
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Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate companies |
Section 239.18
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Form S-20, for standardized options |
Section 239.20
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Form N-14, for the registration of securities issued in business combination transactions by investment companies and business |
Section 239.23
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Form N-5, form for registration of small business investment company under the Securities Act of 1933 and the Investment Company Act of |
Section 239.24
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Form S-4, for the registration of securities issued in business combination transactions |
Section 239.25
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Form F-1, registration statement under the Securities Act of 1933 for securities of certain foreign private issuers |
Section 239.31
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Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign private issuers offered pursuant to certain |
Section 239.33
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Form F-4, for registration of securities of foreign private issuers issued in certain business combination transactions |
Section 239.34
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Form F-6, for registration under the Securities Act of 1933 of depositary shares evidenced by American Depositary Receipts |
Section 239.36
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Form F-7, for registration under the Securities Act of 1933 of securities of certain Canadian issuers offered for cash upon the exercise |
Section 239.37
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Form F-8, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers |
Section 239.38
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Form F-10, for registration under the Securities Act of 1933 of securities of certain Canadian issuers |
Section 239.40
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Form F-80, for registration under the Securities Act of 1933 of securities of certain Canadian issuers to be issued in exchange offers |
Section 239.41
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Form F-X, for appointment of agent for service of process and undertaking for issuers registering securities on Form F-8, F-10, or F-80 |
Section 239.42
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Form F-N, appointment of agent for service of process by foreign banks and foreign insurance companies and certain of their holding |
Section 239.43
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Form SF-1, registration statement under the Securities Act of 1933 for offerings of asset-backed securities |
Section 239.44
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Form SF-3, for registration under the Securities Act of 1933 for offerings of asset-backed issuers offered pursuant to certain types of |
Section 239.45
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Form ID, uniform application for access codes to file on EDGAR |
Section 239.63
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Form SE, form for submission of paper format exhibits by electronic filers |
Section 239.64
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Form TH--Notification of reliance on temporary hardship exemption |
Section 239.65
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Form 1-A, offering statement under Regulation A |
Section 239.90
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Form 2-A, report pursuant to Rule 257 of Regulation A |
Section 239.91
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Form 144, for notice of proposed sale of securities pursuant to Sec |
Section 239.144
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Form 1-E, notification under Regulation E |
Section 239.200
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Form 2-E, report of sales pursuant to Rule 609 of Regulation E |
Section 239.201
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Form D, notice of sales of securities under Regulation D and section 4(5) of the Securities Act of 1933 |
Section 239.500
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Form CB, report of sales of securities in connection with an exchange offer or a rights offering |
Section 239.800
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Definitions |