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Section 242.100
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Activities by distribution participants |
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Section 242.101
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Activities by issuers and selling security holders during a distribution |
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Section 242.102
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Nasdaq passive market making |
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Section 242.103
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Stabilizing and other activities in connection with an offering |
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Section 242.104
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Short selling in connection with a public offering |
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Section 242.105
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Definition of ``short sale'' and marking requirements |
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Section 242.200
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Circuit breaker |
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Section 242.201
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Borrowing and delivery requirements |
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Section 242.203
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Close-out requirement |
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Section 242.204
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Definitions |
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Section 242.300
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Requirements for alternative trading systems |
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Section 242.301
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Recordkeeping requirements for alternative trading systems |
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Section 242.302
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Record preservation requirements for alternative trading systems |
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Section 242.303
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Customer margin requirements for security futures--authority, purpose, interpretation, and scope |
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Section 242.400
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Definitions |
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Section 242.401
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General provisions |
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Section 242.402
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Required margin |
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Section 242.403
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Type, form and use of margin |
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Section 242.404
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Withdrawal of margin |
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Section 242.405
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Undermargined accounts |
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Section 242.406
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Definitions |
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Section 242.500
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Certifications in connection with research reports |
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Section 242.501
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Certifications in connection with public appearances |
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Section 242.502
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Certain foreign research reports |
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Section 242.503
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Notification to associated persons |
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Section 242.504
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Exclusion for news media |
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Section 242.505
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NMS security designation and definitions |
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Section 242.600
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Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks |
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Section 242.601
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Dissemination of quotations in NMS securities |
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Section 242.602
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Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks |
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Section 242.603
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Display of customer limit orders |
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Section 242.604
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Disclosure of order execution information |
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Section 242.605
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Disclosure of order routing information |
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Section 242.606
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Customer account statements |
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Section 242.607
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Filing and amendment of national market system plans |
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Section 242.608
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Registration of securities information processors: form of application and amendments |
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Section 242.609
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Access to quotations |
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Section 242.610
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Order protection rule |
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Section 242.611
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Minimum pricing increment |
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Section 242.612
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Consolidated audit trail |
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Section 242.613
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Definitions |
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Section 242.900
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Reporting obligations |
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Section 242.901
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Public dissemination of transaction reports |
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Section 242.902
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Coded information |
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Section 242.903
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Operating hours of registered security-based swap data repositories |
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Section 242.904
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Correction of errors in security-based swap information |
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Section 242.905
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Other duties of participants |
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Section 242.906
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Policies and procedures of registered security-based swap data repositories |
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Section 242.907
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Cross-border matters |
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Section 242.908
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Registration of security-based swap data repository as a securities information processor |
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Section 242.909
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Definitions |
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Section 242.1000
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Obligations related to policies and procedures of SCI entities |
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Section 242.1001
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Obligations related to SCI events |
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Section 242.1002
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Obligations related to systems changes; SCI review |
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Section 242.1003
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SCI entity business continuity and disaster recovery plans testing requirements for members or participants |
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Section 242.1004
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Recordkeeping requirements related to compliance with Regulation SCI |
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Section 242.1005
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Electronic filing and submission |
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Section 242.1006
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Requirements for service bureaus |
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Section 242.1007
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General rule regarding selective disclosure |