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Section 275.0-2
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References to rules and regulations |
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Section 275.0-3
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General requirements of papers and applications |
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Section 275.0-4
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Procedure with respect to applications and other matters |
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Section 275.0-5
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Incorporation by reference in applications |
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Section 275.0-6
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Small entities under the Investment Advisers Act for purposes of the Regulatory Flexibility Act |
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Section 275.0-7
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Application for investment adviser registration |
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Section 275.203-1
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Withdrawal from investment adviser registration |
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Section 275.203-2
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Hardship exemptions |
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Section 275.203-3
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Amendments to Form ADV |
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Section 275.204-1
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Books and records to be maintained by investment advisers |
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Section 275.204-2
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Delivery of brochures and brochure supplements |
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Section 275.204-3
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Reporting by exempt reporting advisers |
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Section 275.204-4
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Definition of ``investment performance'' of an investment company and ``investment record'' of an appropriate |
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Section 275.205-1
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Definition of ``specified period'' over which the asset value of the company or fund under management is averaged |
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Section 275.205-2
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Exemption from the compensation prohibition of section 205(a)(1) for investment advisers |
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Section 275.205-3
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Definitions |
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Section 275.222-1
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Definition of ``client'' for purposes of the national de minimis standard |
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Section 275.222-2
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Availability of forms |