|
Section 39.1
|
Definitions |
|
Section 39.2
|
Procedures for registration |
|
Section 39.3
|
Procedures for implementing derivatives clearing organization rules and clearing new products |
|
Section 39.4
|
Review of swaps for Commission determination on clearing requirement |
|
Section 39.5
|
Enforceability |
|
Section 39.7
|
Fraud in connection with the clearing of transactions on a derivatives clearing organization |
|
Section 39.8
|
Scope |
|
Section 39.9
|
Compliance with core principles |
|
Section 39.10
|
Financial resources |
|
Section 39.11
|
Participant and product eligibility |
|
Section 39.12
|
Risk management |
|
Section 39.13
|
Settlement procedures |
|
Section 39.14
|
Treatment of funds |
|
Section 39.15
|
Default rules and procedures |
|
Section 39.16
|
Rule enforcement |
|
Section 39.17
|
System safeguards |
|
Section 39.18
|
Reporting |
|
Section 39.19
|
Recordkeeping |
|
Section 39.20
|
Public information |
|
Section 39.21
|
Information sharing |
|
Section 39.22
|
Antitrust considerations |
|
Section 39.23
|
Legal risk considerations |
|
Section 39.27
|
Scope |
|
Section 39.30
|
Election to become subject to the provisions of this subpart |
|
Section 39.31
|
Governance for systemically important derivatives clearing organizations and subpart C derivatives clearing |
|
Section 39.32
|
Financial resources requirements for systemically important derivatives clearing organizations and subpart C |
|
Section 39.33
|
System safeguards for systemically important derivatives clearing organizations and subpart C derivatives clearing |
|
Section 39.34
|
Default rules and procedures for uncovered credit losses or liquidity shortfalls (recovery) for systemically important |
|
Section 39.35
|
Risk management for systemically important derivatives clearing organizations and subpart C derivatives clearing |
|
Section 39.36
|
Additional disclosure for systemically important derivatives clearing organizations and subpart C derivatives |
|
Section 39.37
|
Efficiency for systemically important derivatives clearing organizations and subpart C derivatives clearing |
|
Section 39.38
|
Recovery and wind-down for systemically important derivatives clearing organizations and subpart C derivatives |
|
Section 39.39
|
Consistency with the Principles for Financial Market Infrastructures |
|
Section 39.40
|
Special enforcement authority for systemically important derivatives clearing organizations |
|
Section 39.41
|
Advance notice of material risk-related rule changes by systemically important derivatives clearing organizations |
|
Section 39.42
|
Definitions |