Section 4.1
|
Exclusion for certain otherwise regulated persons from the definition of the term ``commodity pool operator |
Section 4.5
|
Exclusion for certain otherwise regulated persons from the definition of the term ``commodity trading advisor |
Section 4.6
|
Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible |
Section 4.7
|
Exemption from certain requirements of rule 4 |
Section 4.8
|
Definitions |
Section 4.10
|
Exemption from section 4n(3)(B) |
Section 4.11
|
Exemption from provisions of part 4 |
Section 4.12
|
Exemption from registration as a commodity pool operator |
Section 4.13
|
Exemption from registration as a commodity trading advisor |
Section 4.14
|
Continued applicability of antifraud section |
Section 4.15
|
Prohibited representations |
Section 4.16
|
Severability |
Section 4.17
|
Prohibited activities |
Section 4.20
|
Required delivery of pool Disclosure Document |
Section 4.21
|
Reporting to pool participants |
Section 4.22
|
Recordkeeping |
Section 4.23
|
General disclosures required |
Section 4.24
|
Performance disclosures |
Section 4.25
|
Use, amendment and filing of Disclosure Document |
Section 4.26
|
Additional reporting by advisors of certain large commodity pools |
Section 4.27
|
Prohibited activities |
Section 4.30
|
Required delivery of Disclosure Document to prospective clients |
Section 4.31
|
Recordkeeping |
Section 4.33
|
General disclosures required |
Section 4.34
|
Performance disclosures |
Section 4.35
|
Use, amendment and filing of Disclosure Document |
Section 4.36
|
Advertising by commodity pool operators, commodity trading advisors, and the principals thereof |
Section 4.41
|
Definitions |