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Section 401.1
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Exemption for depository institutions that submit tenders for the account of customers for purchase on original issue of United |
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Section 401.2
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Exemption for financial institutions that are engaged in limited government securities brokerage activities |
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Section 401.3
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Exemption for financial institutions engaged in limited government securities dealer activities |
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Section 401.4
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Exemption for corporate credit unions transacting limited government securities business with other credit unions |
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Section 401.5
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Exemption for branches and agencies of foreign banks that deal solely with non-United States citizens resident offshore |
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Section 401.6
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Exemption for certain foreign government securities brokers or dealers |
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Section 401.7
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Application of part to registered brokers and dealers and financial institutions; special rules for futures commission |