Section No. | Description |
---|---|
Section 403.1 | Hypothecation of customer securities |
Section 403.2 | Use of customers' free credit balances |
Section 403.3 | Customer protection--reserves and custody of securities |
Section 403.4 | Custody of securities held by financial institutions that are government securities brokers or dealers |
Section 403.5 | Compliance with part by futures commission merchants |
Section 403.6 | Effective dates |
Section 403.7 | Application of part to registered brokers and dealers |