|
Section 41.1
|
Required records |
|
Section 41.2
|
Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act |
|
Section 41.3
|
Method for determining market capitalization and dollar value of average daily trading volume; application of the definition |
|
Section 41.11
|
Indexes underlying futures contracts trading for fewer than 30 days |
|
Section 41.12
|
Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade |
|
Section 41.13
|
Transition period for indexes that cease being narrow- based security indexes |
|
Section 41.14
|
Exclusion from definition of narrow-based security index for indexes composed of debt securities |
|
Section 41.15
|
Requirements for underlying securities |
|
Section 41.21
|
Required certifications |
|
Section 41.22
|
Listing of security futures products for trading |
|
Section 41.23
|
Rule amendments to security futures products |
|
Section 41.24
|
Additional conditions for trading for security futures products |
|
Section 41.25
|
Prohibition of dual trading in security futures products by floor brokers |
|
Section 41.27
|
Notice-designation requirements |
|
Section 41.31
|
Continuing obligations |
|
Section 41.32
|
Applications for exemptive orders |
|
Section 41.33
|
Exempt Provisions |
|
Section 41.34
|
Security futures products accounts |
|
Section 41.41
|
Customer margin requirements for security futures-- authority, purpose, interpretation, and scope |
|
Section 41.42
|
Definitions |
|
Section 41.43
|
General provisions |
|
Section 41.44
|
Required margin |
|
Section 41.45
|
Type, form and use of margin |
|
Section 41.46
|
Withdrawal of margin |
|
Section 41.47
|
Undermargined accounts |
|
Section 41.48
|
Filing proposed margin rule changes with the Commission |
|
Section 41.49
|
Compliance with Bank Secrecy Act |