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Section 5.1
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Prohibited transactions |
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Section 5.2
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Registration of persons engaged in retail forex transactions |
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Section 5.3
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Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors |
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Section 5.4
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Distribution of ``Risk Disclosure Statement'' by retail foreign exchange dealers, futures commission merchants and |
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Section 5.5
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Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering |
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Section 5.6
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Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in |
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Section 5.7
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Aggregate retail forex assets |
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Section 5.8
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Security deposits for retail forex transactions |
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Section 5.9
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Risk assessment recordkeeping requirements for retail foreign exchange dealers |
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Section 5.10
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Risk assessment reporting requirements for retail foreign exchange dealers |
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Section 5.11
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Financial reports of retail foreign exchange dealers |
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Section 5.12
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Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements |
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Section 5.13
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Records to be kept by retail foreign exchange dealers and futures commission merchants |
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Section 5.14
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Unlawful representations |
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Section 5.15
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Prohibition of guarantees against loss |
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Section 5.16
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Authorization to trade |
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Section 5.17
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Trading and operational standards |
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Section 5.18
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Pending legal proceedings |
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Section 5.19
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Special calls for account and transaction information |
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Section 5.20
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Supervision |
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Section 5.21
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Registered futures association membership |
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Section 5.22
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Notice of bulk transfers and bulk liquidations |
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Section 5.23
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Applicability of other parts of this chapter |
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Section 5.24
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Applicability of the Act |
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Section 5.25
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Scope of rules |