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Section 4290.10
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Leveraged and Non-leveraged Rural Business Investment Companies |
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Section 4290.15
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Legal basis and applicability of this part 4290 |
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Section 4290.20
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Amendments to Act and regulations |
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Section 4290.30
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How to read this part 4290 |
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Section 4290.40
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Responsibility for implementing this part 4290 |
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Section 4290.45
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Definition of terms |
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Section 4290.50
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Business form |
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Section 4290.100
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Qualified management |
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Section 4290.110
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Plan to invest in Rural Areas |
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Section 4290.120
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Identified Rural Areas |
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Section 4290.130
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Approval of initial Management Expenses |
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Section 4290.140
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Management and ownership diversity requirement |
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Section 4290.150
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Special rules for Partnership RBICs and LLC RBICs |
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Section 4290.160
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Obligations of Control Persons |
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Section 4290.165
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Adequate capital for RBICs |
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Section 4290.200
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Minimum capital requirements for RBICs |
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Section 4290.210
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Private Capital for RBICs |
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Section 4290.230
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Limitations on non-cash capital contributions in Private Capital |
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Section 4290.240
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When and how to apply for a RBIC License |
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Section 4290.300
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Contents of application |
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Section 4290.310
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Contents of comprehensive business plan |
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Section 4290.320
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Grant and guarantee issuance fee |
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Section 4290.330
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Evaluation and selection--general |
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Section 4290.340
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Eligibility and completeness |
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Section 4290.350
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Initial review of Applicant's management team's qualifications |
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Section 4290.360
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Evaluation criteria |
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Section 4290.370
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Selection |
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Section 4290.380
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Licensing as a RBIC |
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Section 4290.390
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Changes in ownership of 10 percent or more of RBIC but no change of Control |
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Section 4290.400
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Changes in Control of RBIC (through change in ownership or otherwise) |
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Section 4290.410
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Prohibition on exercise of ownership or Control rights in RBIC before approval |
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Section 4290.420
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Notification of transactions that may change ownership or Control |
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Section 4290.430
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Standards governing prior approval for a proposed transfer of Control |
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Section 4290.440
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Notification of pledge of RBIC's shares |
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Section 4290.450
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Restrictions on Common Control or ownership of two (or more) RBICs |
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Section 4290.460
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Prior approval of merger, consolidation, or reorganization of RBIC |
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Section 4290.470
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Prior approval of changes to RBIC's business plan |
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Section 4290.480
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Lawful operations under the Act |
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Section 4290.500
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Representations to the public |
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Section 4290.502
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RBIC's adoption of an approved valuation policy |
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Section 4290.503
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Equipment of USDA or SBA officials |
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Section 4290.504
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Safeguarding the RBIC's assets/Internal controls |
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Section 4290.506
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Violations based on false filings and nonperformance of agreements with the Secretary or SBA |
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Section 4290.507
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Compliance with non-discrimination laws and regulations applicable to federally-assisted programs |
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Section 4290.508
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Employment of USDA or SBA officials |
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Section 4290.509
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Approval of RBIC's Investment Adviser/Manager |
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Section 4290.510
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Management Expenses of a RBIC |
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Section 4290.520
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Restrictions on investments of idle funds by RBICs |
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Section 4290.530
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Prior approval of secured third-party debt of RBICs |
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Section 4290.550
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Voluntary decrease in RBIC's Regulatory Capital |
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Section 4290.585
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General requirement for RBIC to maintain and preserve records |
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Section 4290.600
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Required certifications for Loans and Investments |
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Section 4290.610
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Requirements to obtain information from Portfolio Concerns |
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Section 4290.620
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Requirement for RBICs to file financial statements and supplementary information with the Secretary |
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Section 4290.630
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Requirement to file portfolio financing reports with the Secretary |
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Section 4290.640
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Requirement to report portfolio valuations to the Secretary |
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Section 4290.650
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Other items required to be filed by RBIC with the Secretary |
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Section 4290.660
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Reporting changes in RBIC not subject to prior approval |
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Section 4290.680
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Examinations |
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Section 4290.690
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Responsibilities of RBIC during examination |
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Section 4290.691
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Examination fees |
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Section 4290.692
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Requirements concerning types of Enterprises to receive Financing |
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Section 4290.700
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Enterprises that may be ineligible for Financing |
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Section 4290.720
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Financings which constitute conflicts of interest |
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Section 4290.730
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Portfolio diversification (``overline'' limitation) |
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Section 4290.740
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How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern |
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Section 4290.760
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Financings in the form of Equity Securities |
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Section 4290.800
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Financings in the form of Loans |
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Section 4290.810
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Financings in the form of Debt Securities |
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Section 4290.815
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Financings in the form of guarantees |
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Section 4290.820
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Purchasing securities from an underwriter or other third party |
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Section 4290.825
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Minimum term of Financing |
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Section 4290.830
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Exceptions to minimum term of Financing |
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Section 4290.835
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Maximum term of Financing |
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Section 4290.840
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Maximum rate of amortization on Loans and Debt Securities |
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Section 4290.845
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Restrictions on redemption of Equity Securities |
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Section 4290.850
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Financing fees and expense reimbursements a RBIC may receive from an Enterprise |
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Section 4290.860
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Assets acquired in liquidation of Portfolio securities |
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Section 4290.880
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Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns |
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Section 4290.885
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Management fees for services provided to an Enterprise by RBIC or its Associate |
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Section 4290.900
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Type of Leverage and application procedures |
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Section 4290.1100
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General eligibility requirements for Leverage |
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Section 4290.1120
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Leverage fees payable by RBIC |
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Section 4290.1130
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RBIC's acceptance of remedies under Sec |
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Section 4290.1140
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Maximum amount of Leverage for a RBIC |
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Section 4290.1150
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Leverage commitment to a RBIC--application procedure, amount, and term |
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Section 4290.1200
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Requirement for RBIC to file financial statements at the time of request for a draw |
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Section 4290.1220
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Draw-downs by RBIC under Leverage commitment |
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Section 4290.1230
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Funding of RBIC's draw request through sale to third-party |
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Section 4290.1240
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Restrictions on distributions to RBIC investors while RBIC has outstanding Leverage |
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Section 4290.1500
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Secretary's authority to issue and guarantee Trust Certificates |
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Section 4290.1600
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Effect of prepayment or early redemption of Leverage on a Trust Certificate |
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Section 4290.1610
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Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent |
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Section 4290.1620
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Regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates |
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Section 4290.1630
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Secretary's access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers |
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Section 4290.1640
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Secretary's transfer of interest in a RBIC's Leverage security |
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Section 4290.1700
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Secretary's authority to collect or compromise claims |
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Section 4290.1710
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Characteristics of Secretary's guarantee |
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Section 4290.1720
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Events of default and the Secretary's remedies for RBIC's noncompliance with terms of Debentures |
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Section 4290.1810
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RBIC's Capital Impairment definition and general requirements |
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Section 4290.1830
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Computation of RBIC's Capital Impairment Percentage |
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Section 4290.1840
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Termination of participation as a RBIC |
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Section 4290.1900
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Non-waiver of rights or terms of Leverage security |
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Section 4290.1910
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RBIC's application for exemption from a regulation in this part 4290 |
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Section 4290.1920
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Effect of changes in this part 4290 on transactions previously consummated |
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Section 4290.1930
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Integration of this part with other regulations applicable to USDA's programs |
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Section 4290.1940
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Operational Assistance Grants to RBICs |
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Section 4290.2000
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Non-leveraged RBICs--General |
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Section 4290.3000
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Responsibilities for implementing Non-leveraged RBICs |
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Section 4290.3003
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Qualifications for the Non-leveraged RBIC Program |
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Section 4290.3005
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Application and Approval Process for RBIC licensing without Leverage |
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Section 4290.3010
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Evaluation and selection of Non-leveraged RBICs |
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Section 4290.3015
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Changes in Ownership, Structure, or Control |
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Section 4290.3020
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Managing the Operations of a RBIC |
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Section 4290.3025
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Financing of Enterprises by RBICs |
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Section 4290.3030
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Recordkeeping, Reporting, and Examination Requirements for RBICs |
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Section 4290.3035
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Financial Assistance for RBICs |
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Section 4290.3040
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Events of default and the Secretary's remedies for RBIC's noncompliance with terms of licensure |
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Section 4290.3041
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Computation of RBIC's Capital Impairment |
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Section 4290.3045
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Operational Assistance Grants for RBICs |