Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 171  /  Sec. 171.40 Notice of the commencement of a member responsibility

The notice of a Member Responsibility Action provided by the National Futures Association pursuant to its rules shall advise the affected parties of their right to petition the Commission pursuant to Sec. 171.41 to stay the effective date of the action pending a hearing before the National Futures Association on the factual issues relevant to the suspension, restriction or remedial action ordered.