Appropriate parts of this form shall be used by every broker or dealer required to file reports under Sec. 240.17a-5(a), (b), and (d), Sec. 240.17a-10(a), and Sec. 240.17a-11, and Sec. 240.17a-12 of this chapter. (Secs. 15, 17 and 23, of the Securities Exchange Act of 1934 (15 U.S.C. 78o, 78q, and 78w)) [49 FR 43455, Oct. 29, 1984]
Editorial Note: For Federal Register citations affecting Form X-17A-5, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.