Unless the context otherwise requires, the following terms, when used in this part, shall have the respective meanings indicated in this section:
(a) Act. The term ``act'' means the Trust Indenture Act of 1939. (53 Stat. 1149; 15 U.S.C. 77aaa)
(b) Affiliate. The term ``affiliate'' means a person controlling, controlled by, or under common control with, another person. The terms ``affiliated'' and ``affiliation'' have meanings correlative to the foregoing.
(c) Agent for service. The term ``agent for service'' means the person authorized to receive notices and communications from the Commission.
(d) Amount. The term ``amount'' when used in regard to securities, shall have the meaning given in Sec. 260.10b-1(c).
(e) Class. The term ``class'', when used in regard to securities, shall have the meaning given in Sec. 260.10b-1(e).
(f) Control. The term ``control'' means the power to direct the management and policies of a person, directly or through one or more intermediaries, whether through the ownership of voting securities, by contract, or otherwise. The terms ``controlling'' and ``controlled'' have meanings correlative to the foregoing. (See Sec. 260.a-26.)
(g) Electronic filer. The term electronic filer means a person or an entity that submits filings electronically pursuant to Rules 100 and 101 of Regulation S-T (Secs. 232.100 and 232.101 of this chapter, respectively).
(h) Electronic filing. The term electronic filing means a document under the federal securities laws that is transmitted or delivered to the Commission in electronic format.
(i) Outstanding. The term ``outstanding'', when used in regard to securities, shall have the meaning given in Sec. 260.10b-1(d).
(j) Parent. The term ``parent'' means a person controlling one or more other persons.
(k) Rules and regulations. The term ``rules and regulations'' means all rules and regulations adopted by the Commission pursuant to the act, including the forms and instructions thereto.
(l) Section. The term ``section'' means a section of the act. \1\---------------------------------------------------------------------------
\1\ References to ``this section'' or to section number preceded by a section symbol are to sections in the Code of Federal Regulations.---------------------------------------------------------------------------
(m) Subsidiary. The term ``subsidiary'' means a person controlled by another person. [5 FR 293, Jan. 25, 1940, as amended at 58 FR 14686, Mar. 18, 1993; 62 FR 36459, July 8, 1997]