Code of Federal Regulations (alpha)

CFR /  Title 17  /  Part 274  /  Sec. 274.200 Form N-17D-1, report filed by small business investment an affiliated bank, with respect to investments by the SBIC and the bank,

submitted pursuant to paragraph (d)(3) of Sec. 270.17d-1 of

this chapter.

This form shall be filed pursuant to Rule 17d-2 (Sec. 270.17d-2 of this chapter) as the report required, under subparagraph (d)(3) of Rule 17d-1 (Sec. 270.17d-1(d)(3) of this chapter), to be filed, either jointly or separately, by a small business investment company (SBIC) licensed as such under the Small Business Investment Act of 1958, and by a bank which is an affiliated person of either the SBIC or of an affiliated person of the SBIC, with respect to investments in a small business concern by the SBIC and the bank.