(a) As a condition of obtaining and retaining market-based rate authority, a Seller must timely report to the Commission any change in status that would reflect a departure from the characteristics the Commission relied upon in granting market-based rate authority. A change in status includes, but is not limited to, the following:
(1) Ownership or control of generation capacity that results in net increases of 100 MW or more, or of inputs to electric power production, or ownership, operation or control of transmission facilities, or
(2) Affiliation with any entity not disclosed in the application for market-based rate authority that owns or controls generation facilities or inputs to electric power production, affiliation with any entity not disclosed in the application for market-based rate authority that owns, operates or controls transmission facilities, or affiliation with any entity that has a franchised service area.
(b) Any change in status subject to paragraph (a) of this section, other than a change in status submitted to report the acquisition of control of a site or sites for new generation capacity development, must be filed no later than 30 days after the change in status occurs. Power sales contracts with future delivery are reportable 30 days after the physical delivery has begun. Failure to timely file a change in status report constitutes a tariff violation.
(c) When submitting a change in status notification regarding a change that impacts the pertinent assets held by a Seller or its affiliates with market-based rate authorization, a Seller must include an appendix of assets in the form provided in Appendix B of this subpart.
(d) A Seller must report on a quarterly basis the acquisition of control of a site or sites for new generation capacity development for which site control has been demonstrated in the interconnection process and for which the potential number of megawatts that are reasonably commercially feasible on the site or sites for new generation capacity development is equal to 100 megawatts or more. If a Seller elects to make a monetary deposit so that it may demonstrate site control at a later time in the interconnection process, the monetary deposit will trigger the quarterly reporting requirement instead of the demonstration of site control. A notification of change in status that is submitted to report the acquisition of control of a site or sites for new generation capacity development must include:
(1) The number of sites acquired;
(2) The relevant geographic market in which the sites are located; and
(3) The maximum potential number of megawatts (MW) that are reasonably commercially feasible on the sites reported.
(e) For the purposes of paragraph (d) of this section, ``control'' shall mean ``site control'' as it is defined in the Standard Large Generator Interconnection Procedures (LGIP). [Order 697-D, 75 FR 14351, Mar. 25, 2010]
Sec. Appendix A to Subpart H of Part 35
Appendix A
Standard Screen Format
(Data provided for Illustrative Purposes only)
Part I--Pivotal Supplier Analysis------------------------------------------------------------------------
Row Generation MW Reference------------------------------------------------------------------------Seller and Affiliate Capacity------------------------------------------------------------------------A........... Installed Capacity....... 19,500 Workpaper.B........... Long-Term Firm Purchases. 500 Workpaper.C........... Long-Term Firm Sales..... -1,000 Workpaper.D........... Imported Power........... 0 Workpaper.------------------------------------------------------------------------Non-Affiliate Capacity------------------------------------------------------------------------E........... Installed Capacity....... 8,000 Workpaper.F........... Long-Term Firm Purchases. 500 Workpaper.G........... Long-Term Firm Sales..... -2,500 Workpaper.H........... Imported Power........... 3,500 Workpaper.
I........... Balancing Authority Area -2,160 Workpaper.
Reserve Requirement.J........... Amount of Line I -2,160 Workpaper.
Attributable to Seller,
if any.K........... Total Uncommitted Supply 9,840
(SUM
A,B,C,D,E,F,G,H,I,M).------------------------------------------------------------------------Load------------------------------------------------------------------------L........... Balancing Authority Area 18,000 Workpaper.
Annual Peak Load.M........... Average Daily Peak Native -16,500 Workpaper.
Load in Peak Month.N........... Amount of Line M -16,500 Workpaper.
Attributable to Seller,
if any.O........... Wholesale Load (SUM L,M). 1,500P........... Net Uncommitted Supply (K- 8,340
O).Q........... Seller's Uncommitted 340
Capacity (SUM
A,B,C,D,J,N).
Result of Pivotal ........... PASS.
Supplier Screen (Pass if
Line Q Line P).------------------------------------------------------------------------ [Order 697, 72 FR 40038, July 20, 2007, as amended by Order 697-A, 73 FR 25913, May 7, 2008]
Sec. Appendix B to Subpart H of Part 35
This is an example of the required appendix listing the filing entity and all its energy affiliates and their associated assets which should be submitted with all market-based rate filings.
Market-Based Rate Authority and Generation Assets------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Location
Docket No. where ------------------------------------
Filing entity and its energy MBR authority Generation name Owned by Controlled by Date control Geographic In-service date Nameplate and/or
affiliates was granted transferred Balancing region (per seasonal rating
authority area Appendix D)------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ABC Corp...................... ER05-23X-000.... ABC falls plant ABC Corp........ ABC Corp........ NA*............. ABC balancing Central......... 8/12/1981....... 153.5 MW
1. authority area. (seasonal).------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------xyz Inc....................... ER94-79XX-000... NA.............. NA.............. NA.............. NA.............. NA.............. NA.............. NA.............. NA.------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------RST LLC....................... ER01-2XX5-000... Green CoGen..... WWW Corp........ RST LLC......... 5/23/2005....... New York ISO.... Northeast....... 12/20/2003...... 2000 MW
(nameplate).------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------Sample Co..................... ER03-XX45-000... Sample Co. 3.... Sample Co....... YYY Corp........ 2/1/1982........ Sample Co. Southwest....... 5/13/1973....... 10 MW
balancing (seasonal).
authority.------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------*If an entity has no assets or the field is not applicable please indicate so by inputting (NA).
Electric Transmission Assets and/or Natural Gas Intrastate Pipelines and/or Gas Storage Facilities--------------------------------------------------------------------------------------------------------------------------------------------------------
Location
----------------------------------
Filing entity and its energy Asset name and Owned by Controlled by Date control Geographic Size
affiliates use transferred Balancing region (per
authority area Appendix D)--------------------------------------------------------------------------------------------------------------------------------------------------------ABC Corp..................... CBA Line, used ABC Corp........ ABC Corp........ NA*............. New York ISO... Northeast...... approximately
to interconnect five-mile, 500
Green Cogen to kV line.
New York ISO
transmission
system.--------------------------------------------------------------------------------------------------------------------------------------------------------
Etc. LP...................... Nowhere Etc. LP......... Etc. LP......... NA.............. ABC balancing Central........ approximately
Pipeline, used authority area. 14 miles of
to connect natural gas
Storage LLC's-- pipeline and
Longway related
Pipeline to ABC equipment with
falls plant 50 MMcf/d
1. capacity.--------------------------------------------------------------------------------------------------------------------------------------------------------*If the field is not applicable please indicate so by inputting (NA).