(a) Responsibility. The Head of each DoD Component is responsible for the establishment of educational and training programs on the provisions and requirements of this part. The educational programs should be targeted toward all members of the DoD Component, developing a general understanding and appreciation of the DoD FOIA Program; whereas, the training programs should be focused toward those personnel who are involved in the day-to-day processing of FOIA requests, and should provide a thorough understanding of the procedures outlined in this part.
(b) Purpose. The purpose of the educational and training programs is to promote a positive attitude among DoD personnel and raise the level of understanding and appreciation of the DoD FOIA Program, thereby improving the interaction with members of the public and improving the public trust in the DoD.
(c) Scope and principles. Each Component shall design its FOIA educational and training programs to fit the particular requirements of personnel dependent upon their degree of involvement in the implementation of this part. The program should be designed to accomplish the following objectives:
(1) Familiarize personnel with the requirements of the FOIA and its implementation by this part.
(2) Instruct personnel, who act in FOIA matters, concerning the provisions of this part, advising them of the legal hazards involved and the strict prohibition against arbitrary and capricious withholding of information.
(3) Provide for the procedural and legal guidance and instruction, as may be required, in the discharge of the responsibilities of initial denial and appellate authorities.
(4) Advise personnel of the penalties for noncompliance with the FOIA.
(d) Implementation. To ensure uniformity of interpretation, all major educational and training programs concerning the implementation of this part should be coordinated with the Director, Freedom of Information and Security Review.
(e) Uniformity of legal interpretation. In accordance with DoD Directive 5400.7, the DoD Office of the General Counsel shall ensure uniformity in the legal position and interpretation of the DoD FOIA Program.
Sec. Appendix A to Part 286--Combatant Commands--Processing Procedures
for FOIA Appeals
AP1.1. General
AP1.1.1. In accordance with DoD Directive 5400.7 \1\ and this part, the Combatant Commands are placed under the jurisdiction of the Office of the Secretary of Defense, instead of the administering Military Department, only for the purpose of administering the Freedom of Information Act (FOIA ) Program. This policy represents an exception to the policies in DoD Directive 5100.3.\2\---------------------------------------------------------------------------
\1\ Copy may be viewed via internet at http://web7.whs.osd.mil/corres.htm.
\2\ See footnote 1 to paragraph AP1.1.1. of this appendix.---------------------------------------------------------------------------
AP1.1.2. The policy change in AP1.1.1. of this appendix authorizes and requires the Combatant Commands to process FOIA requests in accordance with DoD Directive 5400.7 and DoD Instruction 5400.10 \3\ and to forward directly to the Director, Freedom of Information and Security Review, all correspondence associated with the appeal of an initial denial for information under the provisions of the FOIA.---------------------------------------------------------------------------
\3\ See footnote 1 to paragraph AP1.1.1. of this appendix. ---------------------------------------------------------------------------
AP1.2. Responsibilities of Commands
Combatant Commanders in Chief shall:
AP1.2.1. Designate the officials authorized to deny initial FOIA requests for records.
AP1.2.2. Designate an office as the point-of-contact for FOIA matters.
AP1.2.3. Refer FOIA cases to the Director, Freedom of Information and Security Review, for review and evaluation when the issues raised are of unusual significance, precedent setting, or otherwise require special attention or guidance.
AP1.2.4. Consult with other OSD and DoD Components that may have a significant interest in the requested record prior to a final determination. Coordination with Agencies outside of the Department of Defense, if required, is authorized.
AP1.2.5. Coordinate proposed denials of records with the appropriate Combatant Command's Office of the Staff Judge Advocate.
AP1.2.6. Answer any request for a record within 20 working days of receipt. The requesters shall be notified that his request has been granted or denied. In unusual circumstances, such notification may state that additional time, not to exceed 10 working days, is required to make a determination.
AP1.2.7. Provide to the Director, Freedom of Information and Security Review when the request for a record is denied in whole or in part, a copy of the response to the requester or the requester's representative, and any internal memoranda that provide background information or rationale for the denial.
AP1.2.8. State in the response that the decision to deny the release of the requested information, in whole or in part, may be appealed to the Director, Administration and Management and Washington Headquarters Services, Directorate for Freedom of Information and Security Review, Room 2C757, 1155 Defense Pentagon, Washington, DC 20301-1155.
AP1.2.9. Upon request, submit to Director, Administration and Management and Washington Headquarters Services a copy of the records that were denied. The Director, Administration and Management and Washington Headquarters Services shall make such requests when adjudicating appeals.
AP1.3. Fees for FOIA Requests
The fees charged for requested records shall be in accordance with subpart F of this part.
AP1.4. Communications
Excellent communication capabilities currently exist between the Director, Freedom of Information and Security Review and the Freedom of Information Act Offices of the Combatant Commands. This communication capability shall be used for FOIA cases that are time sensitive.
AP1.5. Information Requirements
AP1.5.1. The Combatant Commands shall submit to the Director, Freedom of Information and Security Review, an annual report. The instructions for the report are outlined in subpart G of this part.
AP1.5.2. The annual reporting requirement contained in this part shall be submitted in duplicate to the Director, Freedom of Information and Security Review not later than each November 30. This reporting requirement has been assigned Report Control Symbol DD-DA&M;(A) 1365 in accordance with DoD 8910.1-M. \4\---------------------------------------------------------------------------
\4\ See footnote 1 to paragraph AP1.1.1. of this appendix.---------------------------------------------------------------------------
Sec. Appendix B to Part 286--Addressing FOIA Requests
AP2.1. General
AP2.1.1. The Department of Defense includes the Office of the Secretary of Defense, the Chairman of the Joint Chiefs of Staff, the Military Departments, the Combatant Commands, the Inspector General, the Defense Agencies, and the DoD Field Activities.
AP2.1.2. The Department of Defense does not have a central repository for DoD records. FOIA requests, therefore, should be addressed to the DoD Component that has custody of the record desired. In answering inquiries regarding FOIA requests, DoD personnel shall assist requesters in determining the correct DoD Component to address their requests. If there is uncertainty as to the ownership of the record desired, the requester shall be referred to the DoD Component that is most likely to have the record.
AP2.2. Listing of DoD Component Addresses for FOIA Requests
AP2.2.1. Office of the Secretary of Defense and the Chairman of the Joint Chiefs of Staff. Send all requests for records from the below listed offices to: Directorate for Freedom of Information and Security Review, Room 2C757, 1155 Defense Pentagon, Washington, DC 20301-1155. Executive SecretariatUnder Secretary of Defense (Policy)Assistant Secretary of Defense (International Security Affairs)Assistant Secretary of Defense (Special Operations & Low Intensity Conflict)Assistant Secretary of Defense (Strategy & Threat Reduction)Deputy to the Under Secretary of Defense (Policy Support)Director of Net AssessmentDefense Security Assistance Agency Defense Technology Security AdministrationUnder Secretary of Defense (Acquisition & Technology)Deputy Under Secretary of Defense (Logistics)Deputy Under Secretary of Defense (Advanced Technology)Deputy Under Secretary of Defense (Acquisition Reform)Deputy Under Secretary of Defense (Environmental Security)Deputy Under Secretary of Defense (International & Commercial Programs)Deputy Under Secretary of Defense (Industrial Affairs & Installations)Assistant to the Secretary of Defense (Nuclear, Chemical & Biological Defense Programs)Director, Defense Research & EngineeringDirector, Small & Disadvantaged Business UtilizationDirector, Defense ProcurementDirector, Test Systems Engineering & EvaluationDirector, Strategic & Tactical SystemsDoD Radiation Experiments Command CenterOn-Site Inspection AgencyUnder Secretary of Defense (Comptroller)Director, Program Analysis and EvaluationUnder Secretary of Defense (Personnel & Readiness)Assistant Secretary of Defense (Health Affairs)Assistant Secretary of Defense (Legislative Affairs)Assistant Secretary of Defense (Public Affairs)Assistant Secretary of Defense (Command, Control, Communications & Intelligence)Assistant Secretary of Defense (Reserve Affairs)General Counsel, Department of DefenseDirector, Operational Test and EvaluationAssistant to the Secretary of Defense (Intelligence Oversight)Director, Administration and ManagementSpecial Assistant for Gulf War IllnessDefense Advanced Research Projects AgencyBallistic Missile Defense OrganizationDefense Systems Management CollegeNational Defense UniversityArmed Forces Staff CollegeDepartment of Defense Dependents SchoolsUniformed Services University of the Health SciencesArmed Forces Radiology Research InstituteWashington Headquarters Services
AP2.2.2. Department of the Army. Army records may be requested from those Army officials who are listed in 32 CFR 518. Send requests to the Department of the Army, Freedom of Information and Privacy Acts Office, TAPC-PDR-PF, 7798 Cissna Road, Suite 205, Springfield, VA 22150-3166, for records of the Headquarters, U.S. Army, or if there is uncertainty as to which Army activity may have the records.
AP2.2.3. Department of the Navy. Navy and Marine Corps records may be requested from any Navy or Marine Corps activity by addressing a letter to the Commanding Officer and clearly indicating that it is a FOIA request. Send requests to Chief of Naval Operations, N09B30, 2000 Navy Pentagon, Washington, DC 20350-2000, for records of the Headquarters, Department of the Navy, and to Commandant of the Marine Corps, (ARAD), Headquarters U.S. Marine Corps, 2 Navy Annex, Washington, DC 20380-1775 for records of the U.S. Marine Corps, or it there is uncertainty as to which Navy or Marine activities may have the records.
AP2.2.4. Department of the Air Force. Air Force records may be requested from the commander of any Air Force installation, major command, or field operating agency (ATTN: FOIA Office). For Air Force records of Headquarters, United States Air Force, or it there is uncertainty as to which Air Force activity may have the records, send requests to Department of the Air Force, 11CS/SCSR(FOIA), 1000 Air Force Pentagon, Washington, DC 20330-1000.
AP2.2.5. Defense Contract Audit Agency (DCAA). DCAA records may be requested from any of its regional offices or from its Headquarters. Requesters should send FOIA requests to the Defense Contract Audit Agency, ATTN: CMR, 8725 John J. Kingman Road, Suite 2135, Fort Belvoir, VA 22060-6219, for records of its headquarters or if there is uncertainty as to which DCAA region may have the records sought.
AP2.2.6. Defense Information Systems Agency (DISA). DISA records may be requested from any DISA field activity or from its Headquarters. Requesters should send FOIA requests to Defense Information Systems Agency, Regulatory/General Counsel, 701 South Courthouse Road, Arlington, VA 22204-2199.
AP2.2.7. Defense Intelligence Agency (DIA). FOIA requests for DIA records may be addressed to Defense Intelligence Agency, ATTN: SVI-1, Washington, DC 20340-5100.
AP2.2.8. Defense Security Service (DSS). All FOIA requests for DSS records should be sent to the Defense Security Service, Office of FOIA and Privacy V0020, 1340 Braddock Place, Alexandria, VA 22314-1651.
AP2.2.9. Defense Logistics Agency (DLA). DLA records may be requested from its headquarters or from any of its field activities. Requesters should send FOIA requests to Defense Logistics Agency, ATTN: CAAR, 8725 John J. Kingman Road, Suite 2533, Ft. Belvoir, VA 22060-6221.
AP2.2.10. National Imagery and Mapping Agency (NIMA). FOIA requests for NIMA records may be sent to the National Imagery and Mapping Agency, General Counsels Office, GCM, mail Stop D-10, 4600 Sangamore Road, Bethesda, MD 20816-5003.
AP2.2.11. Defense Special Weapons Agency (DSWA). FOIA requests for DSWA records may be sent to the Defense Special Weapons Agency, Public Affairs Office, Room 113, 6801 Telegraph Road, Alexandria, VA 22310-3398.
AP2.2.12. National Security Agency (NSA). FOIA requests for NSA records may be sent to the National Security Agency/Central Security Service, FOIA/PA Services, N5P5, 9800 Savage Road, Suite 6248, Fort George G. Meade, MD 20755-6248.
AP2.2.13. Inspector General of the Department of Defense (IG, DoD). FOIA requests for IG, DoD records may be sent to the Inspector General of the Department of Defense, Chief FOIA/PA Office, 400 Army Navy Drive, Room 405, Arlington, VA 22202-2884.
AP2.2.14. Defense Finance and Accounting Service (DFAS). DFAS records may be requested from any of its regional offices or from its Headquarters. Requesters should send FOIA requests to Defense Finance and Accounting Service, Directorate for External Services, Crystal Mall 3, Room 416, Arlington, VA 22240-5291, for records of its Headquarters, or if there is uncertainty as to which DFAS region may have the records sought.
AP2.2.15. National Reconnaissance Office (NRO). FOIA requests for NRO records may be sent to the National Reconnaissance Office, Information Access and Release Center, Attn: FOIA Officer, 14675 Lee Road, Chantilly, VA 20151-1715.
AP2.3. Other Addresses. Although the below organizations are OSD and Chairman of the Joint Chiefs of Staff Components for the purposes of the FOIA, requests may be sent directly to the addresses indicated.
AP2.3.1. DoD TRICARE Management Activity. Director, TRICARE Management Activity, 16401 East Centretech Parkway, Aurora, CO 80011-9043.
AP2.3.2. Chairman, Armed Services Board of Contract Appeals (ASBCA). Chairman, Armed Services Board of Contract Appeals, Skyline Six Rm 703, 5109 Leesburg Pike, Falls Church, VA 22041-3208.
AP2.3.3. U.S. Central Command. Commander-in-Chief, U.S. Central Command, CCJ1 AGR, MacDill Air Force Base, FL 33608-7001.
AP2.3.4. U.S. European Command. Commander-in-Chief, Headquarters, U.S. European Command/ECJ1-AA(FOIA) Unit 30400 Box 1000, APO AE 09128-4209.
AP2.3.5. U.S. Southern Command. Commander-in-Chief, U.S. Southern Command, SCJ1-A, 3511 NW 91st Avenue, Miami, FL 33172-1217.
AP2.3.6. U.S. Pacific Command. Commander-in-Chief, U.S. Pacific Command, USPACOM FOIA Coordinator (J042), Administrative Support Division, Joint Secretariat, Box 28, Camp H. M. Smith, HI 96861-5025.
AP2.3.7. U.S. Special Operations Command. Commander-in-Chief, U.S. Special Operations Command, Chief, Command Information Management Branch, ATTN: SOJ6-SI, 7701 Tampa Point Blvd., MacDill Air Force Base, FL 33621-5323.
AP2.3.8. U.S. Atlantic Command. Commander-in-Chief, U.S. Atlantic Command, Code J02P, Norfolk, VA 23511-5100.
AP2.3.9. U.S. Space Command. Commander-in-Chief, U.S. Space Command, Command Records Manager/FOIA/PA Officer, 150 Vandenberg Street, Suite 1105, Peterson Air Force Base, CO 80914-5400.
AP2.3.10. U.S. Transportation Command. Commander-in-Chief, U.S. Transportation Command, ATTN: TCJ1-1F, 508 Scott Drive, Scott Air Force Base, IL 62225-5357.
AP2.3.11. U.S. Strategic Command. Commander-in-Chief, U.S. Strategic Command, Attn: J0734, 901 SAC Blvd., Suite 1E5, Offutt Air Force Base, NE 68113-6073.
AP2.4. National Guard Bureau
FOIA requests for National Guard Bureau records may be sent to the Chief, National Guard Bureau, ATTN: NGB-ADM, Room 2C363, 2500 Army Pentagon, Washington, DC 20310-2500.
AP2.5. Miscellaneous
If there is uncertainty as to which DoD Component may have the DoD record sought, the requester may address a Freedom of Information request to the Directorate for Freedom of Information and Security Review, Room 2C757, 1155 Defense Pentagon, Washington, DC 20301-1155. Appendix C to Part 286--DD Form 2086, ``Record of Freedom of Information
(FOI) Processing Cost''[GRAPHIC] [TIFF OMITTED] TR25NO98.000 [GRAPHIC] [TIFF OMITTED] TR25NO98.001
Sec. Appendix D to Part 286--DD Form 2086-1, ``Record of Freedom of
Information (FOI) Processing Cost for Technical Data''[GRAPHIC] [TIFF OMITTED] TR25NO98.002 [GRAPHIC] [TIFF OMITTED] TR25NO98.003
Sec. Appendix E to Part 286--DD Form 2564, ``Annual Report Freedom of
Information Act''[GRAPHIC] [TIFF OMITTED] TR25NO98.004 [GRAPHIC] [TIFF OMITTED] TR25NO98.005
Sec. Appendix F to Part 286--DoD Freedom of Information Act Program
Components Office of the Secretary of Defense/Chairman of the Joint Chiefs of Staff/Combatant Commands, Defense Agencies, and the DoD Field ActivitiesDepartment of the ArmyDepartment of the NavyDepartment of the Air ForceDefense Information Systems AgencyDefense Contract Audit Agency Defense Intelligence AgencyDefense Security ServiceDefense Logistics AgencyNational Imagery and Mapping AgencyDefense Special Weapons AgencyNational Security AgencyOffice of the Inspector General, Department of DefenseDefense Finance and Accounting ServiceNational Reconnaissance Office