Code of Federal Regulations (alpha)

CFR /  Title 12  /  Part 16: Securities Offering Disclosure Rules

Section No. Description
Section 16.1 Definitions
Section 16.2 Registration statement and prospectus requirements
Section 16.3 Communications not deemed an offer
Section 16.4 Exemptions
Section 16.5 Sales of nonconvertible debt
Section 16.6 Nonpublic offerings
Section 16.7 Small issues
Section 16.8 Securities offered and sold in holding company dissolution
Section 16.9 Form and content
Section 16.15 Effectiveness
Section 16.16 Filing requirements and inspection of documents
Section 16.17 Use of prospectus
Section 16.18 Withdrawal or abandonment
Section 16.19 Request for interpretive advice or no-objection letter
Section 16.30 Escrow requirement
Section 16.31 Fraudulent transactions and unsafe and unsound practices
Section 16.32 Filing fees
Section 16.33 Purpose and OMB control number